REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)- Replacement of BHP Group
22/05/2024 16:45
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RNS Number : 5258P Morgan Stanley & Co. Int'l plc 22 May 2024
AMENDMENT(2(a), 2(b), 2(c)(ii))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 1,444 60.1705 USD 59.5300 USD
ADR SALES 1,444 60.1705 USD 59.5300 USD
Ordinary NPV PURCHASES 315,476 23.6100 GBP 23.4050 GBP
Ordinary NPV SALES 257,347 23.6100 GBP 23.3900 GBP
Ordinary NPV PURCHASES 12,500 29.8490 USD 29.8490 USD
Ordinary NPV SALES 262,523 44.6976 AUD 37.3786 AUD
Ordinary NPV PURCHASES 173,151 44.7000 AUD 44.4779 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 2,844 23.5200 GBP
Ordinary NPV CFD increasing a long position 136 23.5200 GBP
Ordinary NPV CFD increasing a long position 13,380 23.5337 GBP
Ordinary NPV CFD increasing a long position 150,334 44.4382 AUD
Ordinary NPV CFD increasing a long position 596 44.5728 AUD
Ordinary NPV CFD increasing a long position 210 44.6568 AUD
Ordinary NPV CFD increasing a long position 16,744 543.1098 ZAR
Ordinary NPV CFD increasing a long position 14,143 544.2216 ZAR
Ordinary NPV CFD increasing a long position 33,100 544.5051 ZAR
Ordinary NPV CFD increasing a short position 5,904 23.5397 GBP
Ordinary NPV CFD increasing a short position 7,200 23.5497 GBP
Ordinary NPV CFD increasing a short position 30 23.5615 GBP
Ordinary NPV CFD increasing a short position 83,972 23.5852 GBP
Ordinary NPV CFD increasing a short position 676 44.5400 AUD
Ordinary NPV CFD increasing a short position 1,774 44.6141 AUD
Ordinary NPV CFD increasing a short position 38,146 44.6301 AUD
Ordinary NPV CFD increasing a short position 2,642 542.4487 ZAR
Ordinary NPV CFD reducing a long position 243 23.5200 GBP
Ordinary NPV CFD reducing a long position 1 23.5600 GBP
Ordinary NPV CFD reducing a long position 1,169 23.5624 GBP
Ordinary NPV CFD reducing a long position 85 44.5123 AUD
Ordinary NPV CFD reducing a long position 58 44.5125 AUD
Ordinary NPV CFD reducing a long position 1,031 44.5184 AUD
Ordinary NPV CFD reducing a long position 7,704 44.5184 AUD
Ordinary NPV CFD reducing a long position 1,447 44.5184 AUD
Ordinary NPV CFD reducing a long position 69 44.5250 AUD
Ordinary NPV CFD reducing a long position 12,424 44.5400 AUD
Ordinary NPV CFD reducing a long position 1,008 44.5400 AUD
Ordinary NPV CFD reducing a long position 393 44.6082 AUD
Ordinary NPV CFD reducing a long position 12,500 44.6976 AUD
Ordinary NPV CFD reducing a long position 16,744 543.1098 ZAR
Ordinary NPV CFD reducing a long position 14,143 544.2216 ZAR
Ordinary NPV CFD reducing a long position 30,458 544.6835 ZAR
Ordinary NPV CFD reducing a long position 219 544.7085 ZAR
Ordinary NPV CFD reducing a short position 379 23.5190 GBP
Ordinary NPV CFD reducing a short position 2,271 23.5200 GBP
Ordinary NPV CFD reducing a short position 3,575 23.5200 GBP
Ordinary NPV CFD reducing a short position 7,200 23.5367 GBP
Ordinary NPV CFD reducing a short position 88 23.5368 GBP
Ordinary NPV CFD reducing a short position 6,113 23.5494 GBP
Ordinary NPV CFD reducing a short position 1,046 23.5607 GBP
Ordinary NPV CFD reducing a short position 10,000 44.4555 AUD
Ordinary NPV CFD reducing a short position 452 44.4973 AUD
Ordinary NPV CFD reducing a short position 1,857 44.5400 AUD
Ordinary NPV CFD reducing a short position 334 44.5400 AUD
Ordinary NPV CFD reducing a short position 1,187 44.5467 AUD
Ordinary NPV CFD reducing a short position 471 44.5467 AUD
Ordinary NPV CFD reducing a short position 1,670 44.5467 AUD
Ordinary NPV CFD reducing a short position 473 44.5467 AUD
Ordinary NPV CFD reducing a short position 1,247 44.5467 AUD
Ordinary NPV CFD reducing a short position 358 44.5467 AUD
Ordinary NPV CFD reducing a short position 1,585 44.5800 AUD
Ordinary NPV CFD reducing a short position 1,656 44.5868 AUD
Ordinary NPV CFD reducing a short position 1,082 44.5868 AUD
Ordinary NPV CFD reducing a short position 15 44.5887 AUD
Ordinary NPV CFD reducing a short position 200 44.5887 AUD
Ordinary NPV CFD reducing a short position 3,072 44.5943 AUD
Ordinary NPV CFD reducing a short position 3,960 44.5948 AUD
Ordinary NPV CFD reducing a short position 22,661 44.6188 AUD
Ordinary NPV CFD reducing a short position 6,299 44.6980 AUD
Ordinary NPV CFD reducing a short position 219 544.7085 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV SHORT CALL Exercised against 500 38.6333 AUD
Ordinary NPV LONG CALL Exercising 85,300 46.0000 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 22 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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