REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Replacement of Anglo American
24/05/2024 15:45
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RNS Number : 9102P Morgan Stanley & Co. Int'l plc 24 May 2024
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 876,702 27.1350 GBP 26.3000 GBP
USD 0.54945 ordinary SALES 1,158,342 27.1636 GBP 26.3000 GBP
USD 0.54945 ordinary SALES 255 31.5789 EUR 30.8600 EUR
USD 0.54945 ordinary PURCHASES 465 31.7105 EUR 31.1400 EUR
USD 0.54945 ordinary SALES 8,533 34.0279 USD 34.0279 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 38,104 26.8000 GBP
USD 0.54945 ordinary CFD increasing a long position 1 26.8000 GBP
USD 0.54945 ordinary CFD increasing a long position 1,191 26.8140 GBP
USD 0.54945 ordinary CFD increasing a long position 225 26.8312 GBP
USD 0.54945 ordinary CFD increasing a long position 1,972 26.8312 GBP
USD 0.54945 ordinary CFD increasing a long position 2 26.8385 GBP
USD 0.54945 ordinary CFD increasing a long position 866 26.9350 GBP
USD 0.54945 ordinary CFD increasing a long position 223 26.9850 GBP
USD 0.54945 ordinary CFD increasing a long position 1,339 26.9903 GBP
USD 0.54945 ordinary CFD increasing a long position 452 27.0111 GBP
USD 0.54945 ordinary CFD increasing a long position 349 27.0113 GBP
USD 0.54945 ordinary CFD increasing a long position 43 30.8600 EUR
USD 0.54945 ordinary CFD increasing a long position 735 613.4372 ZAR
USD 0.54945 ordinary CFD increasing a long position 24,625 619.0671 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,000 26.3365 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 26.3585 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 26.3585 GBP
USD 0.54945 ordinary CFD increasing a short position 918 26.5250 GBP
USD 0.54945 ordinary CFD increasing a short position 56 26.5250 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 26.5912 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 26.5912 GBP
USD 0.54945 ordinary CFD increasing a short position 3,307 26.6417 GBP
USD 0.54945 ordinary CFD increasing a short position 18 26.6786 GBP
USD 0.54945 ordinary CFD increasing a short position 18,926 26.7582 GBP
USD 0.54945 ordinary CFD increasing a short position 30,810 26.7853 GBP
USD 0.54945 ordinary CFD increasing a short position 199 26.7950 GBP
USD 0.54945 ordinary CFD increasing a short position 3,703 26.7983 GBP
USD 0.54945 ordinary CFD increasing a short position 178 26.8000 GBP
USD 0.54945 ordinary CFD increasing a short position 284 26.8000 GBP
USD 0.54945 ordinary CFD increasing a short position 52,267 26.8000 GBP
USD 0.54945 ordinary CFD increasing a short position 696 26.8159 GBP
USD 0.54945 ordinary CFD increasing a short position 15 26.8208 GBP
USD 0.54945 ordinary CFD increasing a short position 925 26.8225 GBP
USD 0.54945 ordinary CFD increasing a short position 10,890 26.8403 GBP
USD 0.54945 ordinary CFD increasing a short position 10,890 26.8403 GBP
USD 0.54945 ordinary CFD increasing a short position 57 26.8744 GBP
USD 0.54945 ordinary CFD increasing a short position 254 26.8756 GBP
USD 0.54945 ordinary CFD increasing a short position 1,549 26.8817 GBP
USD 0.54945 ordinary CFD increasing a short position 2,555 26.9025 GBP
USD 0.54945 ordinary CFD increasing a short position 277 26.9045 GBP
USD 0.54945 ordinary CFD increasing a short position 14 26.9207 GBP
USD 0.54945 ordinary CFD increasing a short position 10,225 27.0725 GBP
USD 0.54945 ordinary CFD increasing a short position 6,713 27.0779 GBP
USD 0.54945 ordinary CFD increasing a short position 1,223 27.0779 GBP
USD 0.54945 ordinary CFD increasing a short position 1,839 27.0779 GBP
USD 0.54945 ordinary CFD increasing a short position 2 31.1400 EUR
USD 0.54945 ordinary CFD increasing a short position 398 31.4700 EUR
USD 0.54945 ordinary CFD increasing a short position 5 31.5500 EUR
USD 0.54945 ordinary CFD increasing a short position 43 31.7100 EUR
USD 0.54945 ordinary CFD increasing a short position 22 31.7105 EUR
USD 0.54945 ordinary CFD increasing a short position 735 613.4372 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,392 618.5433 ZAR
USD 0.54945 ordinary CFD increasing a short position 11,599 618.8029 ZAR
USD 0.54945 ordinary CFD increasing a short position 11,334 619.2850 ZAR
USD 0.54945 ordinary CFD increasing a short position 300 623.4800 ZAR
USD 0.54945 ordinary CFD reducing a long position 737 26.6911 GBP
USD 0.54945 ordinary CFD reducing a long position 5,111 26.7036 GBP
USD 0.54945 ordinary CFD reducing a long position 6,615 26.7041 GBP
USD 0.54945 ordinary CFD reducing a long position 1,119 26.7137 GBP
USD 0.54945 ordinary CFD reducing a long position 958 26.7137 GBP
USD 0.54945 ordinary CFD reducing a long position 1,575 26.7137 GBP
USD 0.54945 ordinary CFD reducing a long position 633 26.7137 GBP
USD 0.54945 ordinary CFD reducing a long position 5,253 26.7137 GBP
USD 0.54945 ordinary CFD reducing a long position 241 26.7137 GBP
USD 0.54945 ordinary CFD reducing a long position 1,895 26.7269 GBP
USD 0.54945 ordinary CFD reducing a long position 3,456 26.7582 GBP
USD 0.54945 ordinary CFD reducing a long position 3,004 26.7644 GBP
USD 0.54945 ordinary CFD reducing a long position 1,561 26.7644 GBP
USD 0.54945 ordinary CFD reducing a long position 6,684 26.7644 GBP
USD 0.54945 ordinary CFD reducing a long position 339 26.7644 GBP
USD 0.54945 ordinary CFD reducing a long position 381 26.7768 GBP
USD 0.54945 ordinary CFD reducing a long position 314 26.7768 GBP
USD 0.54945 ordinary CFD reducing a long position 200 26.7950 GBP
USD 0.54945 ordinary CFD reducing a long position 399 26.7997 GBP
USD 0.54945 ordinary CFD reducing a long position 2,604 26.8000 GBP
USD 0.54945 ordinary CFD reducing a long position 19 26.8000 GBP
USD 0.54945 ordinary CFD reducing a long position 226 26.8000 GBP
USD 0.54945 ordinary CFD reducing a long position 1,371 26.8000 GBP
USD 0.54945 ordinary CFD reducing a long position 124 26.8000 GBP
USD 0.54945 ordinary CFD reducing a long position 6 26.8017 GBP
USD 0.54945 ordinary CFD reducing a long position 528 26.9384 GBP
USD 0.54945 ordinary CFD reducing a long position 32,557 619.0199 ZAR
USD 0.54945 ordinary CFD reducing a short position 8,453 26.3374 GBP
USD 0.54945 ordinary CFD reducing a short position 6,845 26.4707 GBP
USD 0.54945 ordinary CFD reducing a short position 9,422 26.5310 GBP
USD 0.54945 ordinary CFD reducing a short position 52 26.5484 GBP
USD 0.54945 ordinary CFD reducing a short position 838 26.5484 GBP
USD 0.54945 ordinary CFD reducing a short position 1,000 26.6449 GBP
USD 0.54945 ordinary CFD reducing a short position 17,853 26.6923 GBP
USD 0.54945 ordinary CFD reducing a short position 10,585 26.7017 GBP
USD 0.54945 ordinary CFD reducing a short position 11,831 26.7443 GBP
USD 0.54945 ordinary CFD reducing a short position 582 26.7443 GBP
USD 0.54945 ordinary CFD reducing a short position 3,468 26.7443 GBP
USD 0.54945 ordinary CFD reducing a short position 428 26.7443 GBP
USD 0.54945 ordinary CFD reducing a short position 145 26.7443 GBP
USD 0.54945 ordinary CFD reducing a short position 181 26.7443 GBP
USD 0.54945 ordinary CFD reducing a short position 824 26.7447 GBP
USD 0.54945 ordinary CFD reducing a short position 635 26.7542 GBP
USD 0.54945 ordinary CFD reducing a short position 41,404 26.7542 GBP
USD 0.54945 ordinary CFD reducing a short position 1,500 26.7542 GBP
USD 0.54945 ordinary CFD reducing a short position 508 26.7542 GBP
USD 0.54945 ordinary CFD reducing a short position 12,137 26.7542 GBP
USD 0.54945 ordinary CFD reducing a short position 2,038 26.7542 GBP
USD 0.54945 ordinary CFD reducing a short position 124,989 26.7606 GBP
USD 0.54945 ordinary CFD reducing a short position 41,663 26.7606 GBP
USD 0.54945 ordinary CFD reducing a short position 5,292 26.7613 GBP
USD 0.54945 ordinary CFD reducing a short position 775 26.7638 GBP
USD 0.54945 ordinary CFD reducing a short position 8,533 26.7845 GBP
USD 0.54945 ordinary CFD reducing a short position 85 26.8000 GBP
USD 0.54945 ordinary CFD reducing a short position 563 26.8146 GBP
USD 0.54945 ordinary CFD reducing a short position 14,421 26.8215 GBP
USD 0.54945 ordinary CFD reducing a short position 13,000 26.8420 GBP
USD 0.54945 ordinary CFD reducing a short position 143 26.8591 GBP
USD 0.54945 ordinary CFD reducing a short position 1,119 26.8602 GBP
USD 0.54945 ordinary CFD reducing a short position 34,960 26.9376 GBP
USD 0.54945 ordinary CFD reducing a short position 84 26.9590 GBP
USD 0.54945 ordinary CFD reducing a short position 113 26.9700 GBP
USD 0.54945 ordinary CFD reducing a short position 10,585 26.9879 GBP
USD 0.54945 ordinary CFD reducing a short position 1,250 26.9886 GBP
USD 0.54945 ordinary CFD reducing a short position 1,132 26.9903 GBP
USD 0.54945 ordinary CFD reducing a short position 2,117 26.9931 GBP
USD 0.54945 ordinary CFD reducing a short position 7,939 26.9965 GBP
USD 0.54945 ordinary CFD reducing a short position 1,386 27.0407 GBP
USD 0.54945 ordinary CFD reducing a short position 5,915 27.0471 GBP
USD 0.54945 ordinary CFD reducing a short position 291 27.0471 GBP
USD 0.54945 ordinary CFD reducing a short position 91 27.0471 GBP
USD 0.54945 ordinary CFD reducing a short position 73 27.0471 GBP
USD 0.54945 ordinary CFD reducing a short position 214 27.0471 GBP
USD 0.54945 ordinary CFD reducing a short position 1,734 27.0471 GBP
USD 0.54945 ordinary CFD reducing a short position 1,066 27.0726 GBP
USD 0.54945 ordinary CFD reducing a short position 3 31.0016 EUR
USD 0.54945 ordinary CFD reducing a short position 182 31.5200 EUR
USD 0.54945 ordinary CFD reducing a short position 22 31.5495 EUR
USD 0.54945 ordinary CFD reducing a short position 5 31.7083 EUR
USD 0.54945 ordinary CFD reducing a short position 5 31.7100 EUR
USD 0.54945 ordinary CFD reducing a short position 1,775 618.4570 ZAR
USD 0.54945 ordinary CFD reducing a short position 17,756 618.4914 ZAR
USD 0.54945 ordinary CFD reducing a short position 12,771 619.7763 ZAR
USD 0.54945 ordinary CFD reducing a short position 255 621.8624 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X5) LONG 500 0.3200 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X6) SHORT 13 7.9000 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X8) SHORT 35 30.1700 EUR
USD 0.54945 ordinary Open End Knock out Warrant (23) (ISIN SHORT 300 4.5800 EUR
USD 0.54945 ordinary Open End Knock out Warrant (24) (ISIN SHORT 40 3.4500 EUR
USD 0.54945 ordinary Open End Knock out Warrant (25) (ISIN SHORT 12,000 2.1700 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 24 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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