REG - TP ICAP PLC - Holding(s) in Company <Origin Href="QuoteRef">TCAPI.L</Origin>
RNS Number : 3372TTP ICAP PLC04 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiTP ICAP plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
X
Other (please specify):
Scheme of arrangement by NEX Group plc, resulting in shareholders of NEX Group plc receiving 1 new TP ICAP plc share for each 0.467 share they held in NEX Group plc.
X
3. Full name of person(s) subject to the
notification obligation:iiiMr Michael Spencer
IPGL (Holdings) Ltd
IPGL Ltd
Intercapital Brokerage Services Ltd
Incap Finance BV
INCAP Overseas BV
4. Full name of shareholder(s)
(if different from 3.):ivMr Michael Spencer (174,109 ordinary shares)
Mr Michael Spencer (46,700 ordinary shares via a CFD)
IPGL Limited (163,450 ordinary shares via a CFD)
INCAP Finance BV. (27,933,530 ordinary shares)
INCAP Overseas B.V. (21,363,564 ordinary shares)
5. Date of the transaction and date on
which the threshold is crossed or
reached:v30 December 2016
6. Date on which issuer notified:
3 January 2017
7. Threshold(s) that is/are crossed or
reached: vi, viiAbove 3%, 5%, 8%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
ordinary
174,109
174,109
49,297,094
0.03%
8.90%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rightsC: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
Contract for difference
0 pence
-
-
210,150
Nominal
Delta
Below 3% Below 3%
Total (A+B+C)
Number of voting rights
Percentage of voting rights
49,681,353
8.97%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxiIncap Overseas BV is a wholly owned subsidiary of Incap Finance BV. Incap Finance BV is a wholly owned subsidiary of Incap Netherlands (Holdings) BV. Incap Netherlands (Holdings) BV is owned as to 34.30% by IPGL Limited and as to 65.70% by Intercapital Brokerage Services Ltd. Intercapital Brokerage Services Ltd is a wholly owned subsidiary of IPGL Limited. IPGL Limited is a wholly owned subsidiary of IPGL (Holdings) Limited. Mr Spencer holds a majority of the voting rights in IPGL (Holdings) Limited.
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease
to hold:N/A
12. Date on which proxy holder will cease to hold
voting rights:N/A
13. Additional information:14. Contact name:
Michelle Mooney
15. Contact telephone number:
+44 (0) 20 7448 0356
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLOKQDNDBKDPDK
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