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RNS Number : 7016C South32 Limited 03 September 2024
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name of natural person or legal person Graham Kerr
2 Reason for the notification
a) Position/status Chief Executive Officer and Managing Director
b) Initial notification/amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Full name of the entity South32 Limited
b) Legal Entity Identifier code 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares
following vesting of rights under EIP)
b) Identification code AU000000S320
c) Nature of the transaction Vesting of Rights under South32 Equity Incentive Plan (EIP)
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 1,181,803
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 1,181,803
- Price Total Aggregated Price: 0.00
g) Date of transaction 30 August 2024
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Off-market transfer of shares made as part settlement of a marital divorce
b) Identification code AU000000S320
c) Nature of the transaction Off-market transfer of shares made as part settlement of a marital divorce
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 141,645
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 141645
- Price Total Aggregated Price: 0.00
g) Date of the transaction 3 September 2024
h) Place of the transaction XASX
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 1,181,803
Total Aggregated Price: 0.00
g)
Date of transaction
30 August 2024
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Off-market transfer of shares made as part settlement of a marital divorce
b)
Identification code
AU000000S320
c)
Nature of the transaction
Off-market transfer of shares made as part settlement of a marital divorce
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
0 141,645
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 141645
Total Aggregated Price: 0.00
g)
Date of the transaction
3 September 2024
h)
Place of the transaction
XASX
Notification of dealing forms
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name of natural person or legal person Vanessa de Macedo Torres
2 Reason for the notification
a) Position/status Chief Operating Officer
b) Initial notification/amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Full name of the entity South32 Limited
b) Legal Entity Identifier code 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares
following vesting of rights under EIP)
b) Identification code AU000000S320
c) Nature of the transaction Vesting of Rights under South32 Equity Incentive Plan (EIP)
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 336,437
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 336437
- Price Total Aggregated Price: 0.00
g) Date of transaction 30 August 2024
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Sale of Shares
b) Identification code AU000000S320
c) Nature of the transaction Sale of shares
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
$3.1015 200,000
f) Aggregated information Aggregated price: 3.1015
- Aggregated volume Aggregated volume: 200000
- Price Total Aggregated Price: 620300.00
g) Date of transaction 2 September 2024
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Sale of Shares
b) Identification code AU000000S320
c) Nature of the transaction Sale of shares
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
$3.115 42,235
f) Aggregated information Aggregated price: 3.115
- Aggregated volume Aggregated volume: 42235
- Price Total Aggregated Price: 131562.03
g) Date of transaction 3 September 2024
h) Place of transaction XASX
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 336437
Total Aggregated Price: 0.00
g)
Date of transaction
30 August 2024
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Sale of Shares
b)
Identification code
AU000000S320
c)
Nature of the transaction
Sale of shares
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
$3.1015 200,000
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 3.1015
Aggregated volume: 200000
Total Aggregated Price: 620300.00
g)
Date of transaction
2 September 2024
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Sale of Shares
b)
Identification code
AU000000S320
c)
Nature of the transaction
Sale of shares
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
$3.115 42,235
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 3.115
Aggregated volume: 42235
Total Aggregated Price: 131562.03
g)
Date of transaction
3 September 2024
h)
Place of transaction
XASX
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name of natural person or legal person Kumaran Perumal Pillay
2 Reason for the notification
a) Position/status Chief Operating Officer
b) Initial notification/amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Full name of the entity South32 Limited
b) Legal Entity Identifier code 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares
following vesting of rights under EIP)
b) Identification code AU000000S320
c) Nature of the transaction Vesting of Rights under South32 Equity Incentive Plan (EIP)
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 198,716
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 198716
- Price Total Aggregated Price: 0.00
g) Date of transaction 30 August 2024
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Sale of Shares
b) Identification code AU000000S320
c) Nature of the transaction Sale of shares
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
$3.14 82,436
f) Aggregated information Aggregated price: amount
- Aggregated volume Aggregated volume: 82436
- Price Total Aggregated Price: 258849.04
g) Date of transaction 30 August 2024
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Sale of Shares
b) Identification code AU000000S320
c) Nature of the transaction Sale of shares
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
$3.115 6,988
f) Aggregated information Aggregated price: 3.115
- Aggregated volume Aggregated volume: 6988
- Price Total Aggregated Price: 21767.62
g) Date of transaction 2 September 2024
h) Place of transaction XASX
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 198716
Total Aggregated Price: 0.00
g)
Date of transaction
30 August 2024
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Sale of Shares
b)
Identification code
AU000000S320
c)
Nature of the transaction
Sale of shares
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
$3.14 82,436
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: amount
Aggregated volume: 82436
Total Aggregated Price: 258849.04
g)
Date of transaction
30 August 2024
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Sale of Shares
b)
Identification code
AU000000S320
c)
Nature of the transaction
Sale of shares
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
$3.115 6,988
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 3.115
Aggregated volume: 6988
Total Aggregated Price: 21767.62
g)
Date of transaction
2 September 2024
h)
Place of transaction
XASX
Notification of dealing form
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name of natural person or legal person Sandy Sibenaler
2 Reason for the notification
a) Position/status Chief Financial Officer
b) Initial notification/amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Full name of the entity South32 Limited
b) Legal Entity Identifier code 213800LAZNPXSBKVHR17
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares
following vesting of rights under EIP)
b) Identification code AU000000S320
c) Nature of the transaction Vesting of Rights under South32 Equity Incentive Plan (EIP)
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
0 63,047
f) Aggregated information Aggregated price: 0.00
- Aggregated volume Aggregated volume: 63047
- Price Total Aggregated Price: 0.00
g) Date of transaction 30 August 2024
h) Place of transaction XASX
a) Description of the financial instrument, type of instrument Sale of Shares
b) Identification code AU000000S320
c) Nature of the transaction Sale of shares
d) Currency AUD - Australian Dollar
e) Price(s) and volume(s) Price(s) Volume(s)
$3.06 29,633
f) Aggregated information Aggregated price: 3.06
- Aggregated volume Aggregated volume: 29633
- Price Total Aggregated Price: 90676.98
g) Date of transaction 2 September 2024
h) Place of transaction XASX
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 0.00
Aggregated volume: 63047
Total Aggregated Price: 0.00
g)
Date of transaction
30 August 2024
h)
Place of transaction
XASX
a)
Description of the financial instrument, type of instrument
Sale of Shares
b)
Identification code
AU000000S320
c)
Nature of the transaction
Sale of shares
d)
Currency
AUD - Australian Dollar
e)
Price(s) and volume(s)
Price(s) Volume(s)
$3.06 29,633
f)
Aggregated information
- Aggregated volume
- Price
Aggregated price: 3.06
Aggregated volume: 29633
Total Aggregated Price: 90676.98
g)
Date of transaction
2 September 2024
h)
Place of transaction
XASX
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