REG - Pearson PLC Goldman Sachs Group. - Holding(s) in Company
RNS Number : 2135QPearson PLC15 February 2019TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are
attachedii:
Pearson PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii
3. Details of person subject to the notification obligationiv
Name
The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)
Corporation Trust Center, 1209 Orange Street,
Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
Goldman Sachs International
City and country of registered office (if applicable)
Peterborough Court, 133 Fleet Street, London
EC4A 2BB, UK
5. Date on which the threshold was crossed or reachedvi:
12/02/2019
6. Date on which issuer notified (DD/MM/YYYY):
14/02/2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares (total of 8. A)
% of voting rights through financial
instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights of
issuervii
Resulting situation on the date on which threshold was crossed or reached
0.78%
6.24%
7.01%
781,409,422
Position of previous notification (if
applicable)
0.54%
6.11%
6.65%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0006776081
5,582,213
0.71%
US7050151056
475,602
0.06%
SUBTOTAL 8. A
6,057,815
0.78%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial
instrument
Expiration
datexExercise/
ConversionPeriodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
Securities Lending
Open
9,507,886
1.22%
Put Option
15-Feb-2019
1,500,000
0.19%
Put Option
15-Feb-2019
1,000,000
0.13%
Put Option
15-Mar-2019
1,000,000
0.13%
Put Option
15-Mar-2019
1,000,000
0.13%
Put Option
15-Mar-2019
1,000,000
0.13%
SUBTOTAL 8. B 1
15,007,886
1.92%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
Refer to
Annexure
SUBTOTAL 8.B.2
33,747,026
4.32%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial
instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs
International
5.03%
5.16%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
Goldman Sachs Asset Management International Holdings L.L.C.
Goldman Sachs Asset Management Co., Ltd.
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact:
Place of completion
London
Date of completion
14/02/2019
Natalie White
Deputy Company Secretary
Pearson plc
15 February 2019
Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration datex
Exercise/Conversion periodxi
Physical or cash settlementxii
Number of voting rights
% of voting rights
CFD
15-Sep-2028
Cash
3,347,875
0.43%
CFD
10-Dec-2025
Cash
2,650,131
0.34%
CFD
23-Sep-2020
Cash
1,834,093
0.23%
CFD
20-Oct-2027
Cash
1,595,600
0.20%
CFD
4-Dec-2023
Cash
1,578,008
0.20%
CFD
7-Feb-2024
Cash
1,240,000
0.16%
Swap
28-Jul-2021
Cash
1,050,699
0.13%
CFD
14-Feb-2024
Cash
970,000
0.12%
CFD
12-Feb-2024
Cash
865,494
0.11%
CFD
26-Jan-2024
Cash
865,000
0.11%
Swap
28-Jul-2021
Cash
757,148
0.10%
CFD
17-Jul-2020
Cash
667,745
0.09%
CFD
29-Jan-2024
Cash
663,999
0.08%
CFD
9-Sep-2021
Cash
528,729
0.07%
CFD
31-Jan-2029
Cash
445,560
0.06%
CFD
14-Feb-2024
Cash
419,554
0.05%
CFD
9-Feb-2024
Cash
406,520
0.05%
CFD
6-Dec-2028
Cash
381,736
0.05%
CFD
18-Jan-2029
Cash
378,017
0.05%
CFD
15-Jul-2021
Cash
328,703
0.04%
CFD
16-Jun-2028
Cash
328,703
0.04%
CFD
20-Oct-2027
Cash
323,881
0.04%
CFD
20-Oct-2027
Cash
318,910
0.04%
Swap
30-Nov-2023
Cash
300,000
0.04%
CFD
24-Mar-2028
Cash
259,000
0.03%
CFD
4-Dec-2023
Cash
251,216
0.03%
Swap
3-Feb-2023
Cash
250,801
0.03%
CFD
12-Jul-2023
Cash
250,746
0.03%
Swap
29-Nov-2023
Cash
250,000
0.03%
CFD
19-May-2027
Cash
230,013
0.03%
CFD
4-Dec-2023
Cash
228,893
0.03%
Swap
29-Nov-2023
Cash
225,000
0.03%
Swap
18-Jan-2024
Cash
222,460
0.03%
CFD
27-Sep-2028
Cash
217,594
0.03%
CFD
23-Aug-2028
Cash
204,000
0.03%
Swap
28-Jul-2021
Cash
203,317
0.03%
CFD
21-Jun-2028
Cash
198,869
0.03%
Swap
2-Feb-2023
Cash
198,606
0.03%
Swap
18-Jan-2024
Cash
183,004
0.02%
Call Option
16-Apr-2019
Cash
180,353
0.02%
Swap
21-May-2019
Cash
177,447
0.02%
Swap
28-Jul-2021
Cash
170,231
0.02%
CFD
18-Jan-2029
Cash
170,000
0.02%
CFD
31-Jan-2029
Cash
166,473
0.02%
Call Option
9-Apr-2019
Cash
159,344
0.02%
Swap
1-Feb-2024
Cash
155,100
0.02%
CFD
9-Sep-2021
Cash
152,746
0.02%
CFD
18-Jan-2029
Cash
152,120
0.02%
CFD
25-Jan-2029
Cash
152,120
0.02%
Call Option
7-May-2019
Cash
144,958
0.02%
CFD
31-Jan-2024
Cash
136,001
0.02%
CFD
17-Jan-2029
Cash
135,485
0.02%
CFD
22-Nov-2028
Cash
134,667
0.02%
Swap
28-Jul-2021
Cash
131,070
0.02%
Swap
17-Sep-2020
Cash
123,752
0.02%
CFD
2-Feb-2029
Cash
122,404
0.02%
CFD
10-Mar-2028
Cash
122,203
0.02%
CFD
18-Jan-2029
Cash
118,983
0.02%
Swap
3-Feb-2023
Cash
117,797
0.02%
CFD
31-Jan-2029
Cash
115,429
0.01%
CFD
25-Feb-2027
Cash
115,007
0.01%
Swap
22-Mar-2019
Cash
113,300
0.01%
Call Option
17-Apr-2019
Cash
112,099
0.01%
CFD
19-Jan-2029
Cash
110,000
0.01%
CFD
15-Feb-2022
Cash
107,000
0.01%
Swap
18-Jan-2024
Cash
106,899
0.01%
Call Option
8-May-2019
Cash
105,374
0.01%
CFD
4-Dec-2023
Cash
102,090
0.01%
Swap
18-Jan-2024
Cash
101,869
0.01%
CFD
18-Jan-2029
Cash
100,000
0.01%
CFD
12-Jun-2028
Cash
98,591
0.01%
Swap
2-Feb-2023
Cash
93,281
0.01%
Swap
29-Nov-2023
Cash
91,988
0.01%
Swap
14-Jun-2023
Cash
86,565
0.01%
CFD
8-Feb-2024
Cash
86,367
0.01%
CFD
31-Jan-2029
Cash
85,399
0.01%
Swap
12-Jul-2023
Cash
84,590
0.01%
CFD
31-Jan-2029
Cash
83,905
0.01%
CFD
26-Nov-2021
Cash
80,948
0.01%
CFD
11-Aug-2023
Cash
80,529
0.01%
CFD
18-Jan-2029
Cash
80,000
0.01%
CFD
18-Jan-2029
Cash
75,000
0.01%
Swap
7-Jul-2023
Cash
73,094
0.01%
CFD
17-Jul-2028
Cash
71,500
0.01%
Swap
3-Feb-2023
Cash
68,758
0.01%
Swap
29-Nov-2023
Cash
65,026
0.01%
CFD
20-Oct-2021
Cash
64,000
0.01%
Swap
18-Jan-2024
Cash
62,356
0.01%
CFD
9-Feb-2029
Cash
60,475
0.01%
CFD
19-Jan-2029
Cash
60,000
0.01%
Swap
18-Jan-2024
Cash
59,338
0.01%
CFD
5-Nov-2027
Cash
59,199
0.01%
Swap
15-Jun-2023
Cash
57,709
0.01%
Swap
5-Sep-2019
Cash
55,700
0.01%
CFD
4-Dec-2023
Cash
54,900
0.01%
Swap
2-Feb-2023
Cash
54,448
0.01%
Swap
5-Sep-2019
Cash
53,400
0.01%
CFD
4-Dec-2023
Cash
50,954
0.01%
CFD
19-Jan-2029
Cash
50,000
0.01%
CFD
1-Mar-2028
Cash
48,879
0.01%
CFD
18-Jan-2029
Cash
47,880
0.01%
CFD
25-Jan-2029
Cash
47,880
0.01%
CFD
2-Feb-2029
Cash
45,733
0.01%
CFD
25-Jan-2029
Cash
45,600
0.01%
CFD
10-Mar-2028
Cash
43,715
0.01%
Swap
1-Feb-2023
Cash
43,214
0.01%
CFD
9-Feb-2029
Cash
42,813
0.01%
CFD
17-Jul-2020
Cash
41,727
0.01%
Swap
14-Jun-2023
Cash
40,052
0.01%
Swap
12-Jul-2023
Cash
37,897
0.005%
CFD
17-Nov-2028
Cash
36,622
0.005%
CFD
21-Jul-2028
Cash
34,000
0.004%
CFD
25-Apr-2019
Cash
33,191
0.004%
CFD
2-Feb-2029
Cash
33,056
0.004%
Swap
7-Jul-2023
Cash
32,746
0.004%
CFD
14-Feb-2029
Cash
32,485
0.004%
CFD
31-Jan-2029
Cash
31,908
0.004%
CFD
31-Jan-2029
Cash
31,349
0.004%
CFD
14-Jul-2023
Cash
30,500
0.004%
Swap
12-Jun-2023
Cash
30,225
0.004%
CFD
17-Jul-2023
Cash
29,700
0.004%
CFD
25-Apr-2019
Cash
29,469
0.004%
Call Option
12-Mar-2019
Cash
29,198
0.004%
CFD
1-Mar-2028
Cash
28,604
0.004%
CFD
14-Feb-2029
Cash
27,575
0.004%
Swap
15-Jun-2023
Cash
26,702
0.003%
CFD
6-Jul-2023
Cash
25,488
0.003%
CFD
18-Sep-2019
Cash
24,830
0.003%
CFD
25-Apr-2019
Cash
24,541
0.003%
CFD
26-Nov-2021
Cash
24,179
0.003%
Swap
14-Jun-2023
Cash
23,383
0.003%
CFD
9-Feb-2029
Cash
22,595
0.003%
Swap
11-Feb-2020
Cash
22,499
0.003%
Swap
12-Jul-2023
Cash
22,173
0.003%
CFD
31-Jan-2029
Cash
22,124
0.003%
CFD
31-Jan-2029
Cash
21,737
0.003%
CFD
24-Jan-2029
Cash
21,600
0.003%
Swap
1-Feb-2023
Cash
20,297
0.003%
CFD
25-Apr-2019
Cash
19,385
0.002%
Swap
7-Jul-2023
Cash
19,160
0.002%
CFD
23-Nov-2028
Cash
17,711
0.002%
Call Option
8-Mar-2019
Cash
17,009
0.002%
CFD
9-Feb-2029
Cash
16,930
0.002%
Call Option
5-Mar-2019
Cash
16,762
0.002%
Swap
17-Sep-2020
Cash
16,742
0.002%
Call Option
7-May-2019
Cash
16,212
0.002%
Swap
28-Mar-2019
Cash
16,200
0.002%
Swap
22-May-2020
Cash
16,129
0.002%
CFD
9-Feb-2029
Cash
15,996
0.002%
CFD
4-Dec-2023
Cash
15,819
0.002%
Swap
30-Apr-2019
Cash
15,800
0.002%
Swap
4-Feb-2022
Cash
15,710
0.002%
CFD
17-Jan-2029
Cash
15,700
0.002%
Swap
15-Jun-2023
Cash
15,589
0.002%
CFD
11-Nov-2020
Cash
15,090
0.002%
CFD
17-Jul-2023
Cash
14,800
0.002%
Swap
31-Dec-2019
Cash
14,300
0.002%
Swap
12-Jun-2023
Cash
13,985
0.002%
Swap
4-Feb-2022
Cash
13,826
0.002%
Swap
4-Feb-2022
Cash
13,507
0.002%
Swap
3-Nov-2021
Cash
12,609
0.002%
Call Option
6-Mar-2019
Cash
12,580
0.002%
CFD
9-Feb-2029
Cash
12,562
0.002%
CFD
14-Feb-2029
Cash
12,137
0.002%
CFD
9-Feb-2029
Cash
11,984
0.002%
Swap
1-Feb-2023
Cash
11,847
0.002%
Swap
31-Dec-2019
Cash
10,900
0.001%
CFD
28-Oct-2020
Cash
10,812
0.001%
Swap
6-Mar-2020
Cash
10,500
0.001%
CFD
14-Feb-2029
Cash
10,303
0.001%
Call Option
12-Apr-2019
Cash
9,738
0.001%
Call Option
25-Feb-2019
Cash
9,570
0.001%
CFD
14-Jan-2021
Cash
9,358
0.001%
CFD
14-Jan-2021
Cash
9,153
0.001%
CFD
14-Feb-2029
Cash
9,094
0.001%
Swap
12-Feb-2020
Cash
8,429
0.001%
Swap
12-Jun-2023
Cash
8,165
0.001%
Swap
11-Feb-2020
Cash
7,757
0.001%
CFD
14-Feb-2029
Cash
7,720
0.001%
Call Option
10-Apr-2019
Cash
7,436
0.001%
CFD
25-Jan-2029
Cash
7,400
0.001%
CFD
7-Feb-2029
Cash
7,263
0.001%
CFD
1-Feb-2029
Cash
6,777
0.001%
Swap
22-May-2020
Cash
6,507
0.001%
Swap
22-May-2020
Cash
6,153
0.001%
Call Option
4-Apr-2019
Cash
5,643
0.001%
CFD
1-Feb-2029
Cash
5,100
0.001%
CFD
9-Feb-2029
Cash
5,085
0.001%
CFD
15-Dec-2027
Cash
5,000
0.001%
CFD
8-Mar-2028
Cash
5,000
0.001%
CFD
12-May-2028
Cash
5,000
0.001%
Swap
22-May-2020
Cash
4,774
0.001%
CFD
9-Feb-2029
Cash
4,694
0.001%
CFD
1-Feb-2029
Cash
4,600
0.001%
CFD
4-Feb-2022
Cash
4,300
0.001%
Call Option
19-Feb-2019
Cash
3,995
0.001%
CFD
9-Feb-2029
Cash
3,966
0.001%
Swap
22-May-2020
Cash
3,941
0.001%
CFD
25-Jan-2029
Cash
3,641
0.0005%
Swap
3-Nov-2021
Cash
3,634
0.0005%
CFD
9-Feb-2029
Cash
3,517
0.0005%
Swap
22-May-2020
Cash
3,050
0.0004%
Swap
12-Feb-2020
Cash
2,916
0.0004%
Swap
22-May-2020
Cash
2,857
0.0004%
Swap
3-Nov-2021
Cash
2,556
0.0003%
CFD
14-Feb-2024
Cash
2,500
0.0003%
Swap
4-Feb-2022
Cash
2,470
0.0003%
Call Option
22-Feb-2019
Cash
2,461
0.0003%
CFD
28-Oct-2020
Cash
2,350
0.0003%
CFD
28-Oct-2020
Cash
2,350
0.0003%
CFD
16-Feb-2022
Cash
2,276
0.0003%
Swap
3-Nov-2021
Cash
2,214
0.0003%
CFD
9-Feb-2029
Cash
1,900
0.0002%
CFD
14-Feb-2029
Cash
1,786
0.0002%
Swap
22-May-2020
Cash
1,768
0.0002%
CFD
9-Feb-2029
Cash
1,424
0.0002%
CFD
8-Feb-2029
Cash
1,400
0.0002%
Call Option
12-Mar-2019
Cash
1,301
0.0002%
CFD
5-Feb-2029
Cash
1,226
0.0002%
CFD
14-Feb-2029
Cash
1,200
0.0002%
CFD
31-Jan-2029
Cash
1,000
0.0001%
CFD
7-Feb-2029
Cash
908
0.0001%
Call Option
8-Apr-2019
Cash
745
0.0001%
CFD
14-Feb-2029
Cash
700
0.0001%
CFD
7-Feb-2029
Cash
646
0.0001%
CFD
22-Jan-2029
Cash
600
0.0001%
Swap
22-May-2020
Cash
461
0.0001%
Swap
22-May-2020
Cash
419
0.0001%
CFD
14-Feb-2029
Cash
405
0.0001%
Swap
22-May-2020
Cash
329
0.00004%
Swap
22-May-2020
Cash
323
0.00004%
CFD
14-Feb-2029
Cash
316
0.00004%
CFD
14-Feb-2029
Cash
295
0.00004%
CFD
19-Jan-2029
Cash
207
0.00003%
CFD
1-Feb-2029
Cash
200
0.00003%
CFD
12-Feb-2029
Cash
200
0.00003%
Call Option
22-Feb-2019
Cash
84
0.00001%
Swap
4-Mar-2020
Cash
23
0.000003%
Call Option
22-Feb-2019
Cash
23
0.000003%
Total Number of voting rights and percentage of voting rights
33,747,026
4.32%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
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