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RNS Number : 4034B Hutchmed (China) Limited 22 August 2024
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to HUTCHMED (China) Limited
which voting rights are attached (ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) (iii):
3. Details of person subject to the notification obligation (iv)
Name CA Fern Parent
City and country of registered office (if applicable) Mauritius
4. Full name of shareholder(s) (if different from 3.) (v)
Name N/A
City and country of registered office (if applicable) N/A
5. Date on which the threshold was crossed or reached (vi): 20 August 2024
6. Date on which issuer notified (DD/MM/YYYY): 21 August 2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) (vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 3.54% 3.54% 30,847,500
Position of previous notification (if 4.81% 4.81%
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
Ordinary Shares 30,847,500 N/A 3.54% N/A
KYG4672N1198
SUBTOTAL 8. A 30,847,500 3.54%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date (x)
Conversion Period (xi)
exercised/converted.
N/A N/A N/A N/A N/A
SUBTOTAL 8. B 1 N/A N/A
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date (x)
Conversion Period (xi)
Settlement (xii)
N/A N/A N/A N/A N/A N/A
SUBTOTAL 8.B.2 N/A N/A
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Carlyle Group Inc. 3.54% N/A 3.54%
CAP V Mauritius Limited 3.17% N/A 3.17%
CAP V Coinvest Mauritius Limited Less than 3% N/A Less than 3%
Carlyle Asia PE Alternative Opportunities Mauritius Limited Less than 3% N/A Less than 3%
Carlyle Asia PE Alternative Opportunities II Mauritius Limited Less than 3% N/A Less than 3%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
CA Fern Parent is wholly owned by CAP V Mauritius Limited, CAP V Coinvest
Mauritius Limited, Carlyle Asia PE Alternative Opportunities Mauritius Limited
and Carlyle Asia PE Alternative Opportunities II Mauritius Limited, which are,
by and through their control affiliates (including their respective general
partners), ultimately controlled (directly or indirectly) by The Carlyle Group
Inc., but The Carlyle Group Inc. has no beneficial interest in the underlying
securities of HUTCHMED (China) Limited.
Place of completion Hong Kong
Date of completion 21 August 2024
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