REG - RMB Morgan Stanley Intu Properties PLC Hammerson PLC - Form 8.5 (EPT/NON-RI) - Intu Properties plc

HammersonAnnouncement

12/04/2018 09:55

RNS Number : 7116K
RMB Morgan Stanley Limited
12 April 2018
 

FORM 8.5 (EPT/NON-RI)
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Name of exempt principal trader:


RMB Morgan Stanley (Pty) Ltd




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Intu Properties plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Hammerson plc




(d) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


11 April 2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES - Hammerson plc




 
2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 




Class of relevant security:
 


50p ordinary




 
 


Interests


Short positions




Number


%


Number


%




(1) Relevant securities owned and/or controlled:


0


0.00


302,754


0.02




(2) Cash-settled derivatives:
 


1,654,414


0.12


1,351,660


0.10




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


1,654,414


0.12


1,654,414


0.12




 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 




Class of relevant security in relation to which subscription right exists:


N/A




Details, including nature of the rights concerned and relevant percentages:


N/A




 
 
3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 




Class of relevant security


Purchases/ sales


Total number of securities


Highest price per unit paid/received
(ZAR)


Lowest price per unit paid/received         (ZAR)








50p ordinary


PURCHASE


957,674


36.000


35.400





50p ordinary


SALE


612,077


35.990


34.620





 
 
(b)        Cash-settled derivative transactions




Class of relevant security


Product description e.g CFD


Nature of dealing e.g opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit (ZAR)








50p ordinary


CFD


LONG


38,453


35.599





50p ordinary


CFD


SHORT


22,694


35.720





50p ordinary


CFD


LONG


44,838


35.742





50p ordinary


CFD


SHORT


17,030


35.577





50p ordinary


CFD


LONG


20


35.938





50p ordinary


CFD


SHORT


2,735


35.775





50p ordinary


CFD


SHORT


32,252


35.775





50p ordinary


CFD


SHORT


2,757


35.775





50p ordinary


CFD


SHORT


14,440


35.775





50p ordinary


CFD


SHORT


316,780


35.735





50p ordinary


CFD


SHORT


20,220


35.735





 
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




N/A


N/A


N/A


N/A


N/A


N/A


N/A


N/A




 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




N/A


N/A


N/A


N/A


N/A
 




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)




N/A


N/A
 


N/A


N/A




 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
none




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
none




 
(c)        Attachments
 




Is a Supplemental Form 8 (Open Positions) attached?


NO




 




Date of disclosure:


12 April 2018




Contact name:


Craig Horsley




Telephone number:


+44(141) 245 7736




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.



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