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RNS Number : 4177I Capricorn Energy PLC 02 December 2022
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN0SMB92
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
5. Date on which the threshold was crossed or reached
29-Nov-2022
6. Date on which Issuer notified
01-Dec-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 0.166408 10.847144 11.013552 34700657
Position of previous notification (if applicable) 0.166408 13.978244 14.144652
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BN0SMB92 524305 0.166408
Sub Total 8.A 524305 0.166408%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Securities Lending Open 22997277 7.299044
Sub Total 8.B1 22997277 7.299044%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Swap 22-Mar-2023 Cash 5183569 1.645199
Swap 27-Feb-2023 Cash 4528296 1.437224
Swap 01-Nov-2032 Cash 465535 0.147755
Swap 06-Oct-2032 Cash 414104 0.131431
Swap 29-Nov-2032 Cash 249947 0.079330
Swap 29-Nov-2032 Cash 157523 0.049996
Swap 06-Oct-2032 Cash 56894 0.018058
Swap 06-Oct-2032 Cash 37405 0.011872
Swap 30-Jun-2031 Cash 32293 0.010250
Swap 27-Sep-2024 Cash 21081 0.006691
Swap 17-Nov-2032 Cash 17630 0.005596
Swap 01-Nov-2032 Cash 5299 0.001682
Swap 08-Nov-2032 Cash 5277 0.001675
Swap 24-Nov-2025 Cash 2878 0.000914
Swap 15-Dec-2026 Cash 1344 0.000427
Sub Total 8.B2 11179075 3.548100%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs (UK) L.L.C. 0.000000 10.847141 10.847141%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs Group UK Limited 0.000000 10.847141 10.847141%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs International 0.000000 10.847141 10.847141%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3) NNIP Holdings LLC
The Goldman Sachs Group, Inc. (Chain 3) NNIP UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 3) NNIP UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 3) NNIP Holdings I B.V. / NNIP Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 3) NN Investment Partners Holdings B.V.
The Goldman Sachs Group, Inc. (Chain 4)
The Goldman Sachs Group, Inc. (Chain 4) Goldman Sachs & Co. LLC
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded to 6 decimal
places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)
12. Date of Completion
01-Dec-2022
13. Place Of Completion
Paris
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