REG - First Derivatives - Holding(s) in Company
RNS Number : 0965RFirst Derivatives PLC03 March 2021TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
FIRST DERIVATIVES PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii
3. Details of person subject to the notification obligationiv
Name
CREDIT SUISSE GROUP AG
City and country of registered office (if applicable)
ZURICH, SWITZERLAND
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
01/03/2021
6. Date on which issuer notified (DD/MM/YYYY):
03/03/2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)Total of both in % (8.A + 8.B)
Total number of voting rights held in issuervii
Resulting situation on the date on which threshold was crossed or reached
4.12%
0.04%
4.16%
27,710,757
Position of previous notification (if
applicable)
3.73%
0.04%
3.77%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
ORD
GB0031477770
1,140,978
4.12%
SUBTOTAL 8. A
1,140,978
4.12%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash
settlementxii
Number of voting rights
% of voting rights
SWAP
2/18/2022
CASH
499
0.0018
SWAP
2/18/2022
CASH
681
0.0025
SWAP
2/18/2022
CASH
5,579
0.0201
SWAP
2/7/2022
CASH
1,513
0.0055
SWAP
8/3/2022
CASH
654
0.0024
SWAP
6/6/2022
CASH
1,247
0.0045
SWAP
9/5/2022
CASH
1,357
0.0049
SWAP
5/4/2022
CASH
50
0.0002
SWAP
4/1/2021
CASH
251
0.0009
SWAP
8/4/2021
CASH
257
0.0009
SWAP
8/4/2021
CASH
97
0.0004
SWAP
8/4/2021
CASH
49
0.0002
SUBTOTAL 8.B.2
12,234
0.04%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Credit Suisse Group AG
Credit Suisse AG
Credit Suisse International
Credit Suisse Group AG
Credit Suisse AG
Credit Suisse Asset Management International Holding Limited
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
Credit Suisse Funds AG
Credit Suisse Group AG
Credit Suisse AG
Credit Suisse Asset Management International Holding Ltd
Credit Suisse Asset Management & Investor Services (Schweiz) AG
Credit Suisse Asset Management (Schweiz) AG
Credit Suisse Group AG
Credit Suisse AG
Credit Suisse Asset Management International Holding Ltd
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
Credit Suisse Fund Management S.A.
3.94%
3.94%
Credit Suisse Group AG
Credit Suisse AG
Credit Suisse Securities (Europe) Limited
Credit Suisse Group AG
Credit Suisse AG
Credit Suisse AG, Dublin Branch
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional informationxvi
Ref: 27430944
Place of completion
London, England
Date of completion
03/03/2021
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