REG-Castelnau Group Ltd: Holding(s) in Company
28/05/2024 15:45
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : Castelnau Group Limited LEI: 213800PED8RFUBMK1T64
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights X
Other (please specify) iii :
3. Details of person subject to the notification obligation iv
Name Phoenix Asset Management Partners Limited
City and country of registered office (if applicable) London, United Kingdom
4. Full name of shareholder(s) (if different from 3.) v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi : 24 th May 2024
6. Date on which issuer notified (DD/MM/YYYY): 28 th May 2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights of issuer vii
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 69.94% 69.94%
Position of previous notification (if applicable) 70.35% 70.35%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares ISIN code (if possible)
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GG00BMWWJM28 223,240,299 69.94%
SUBTOTAL 8. A 223,240,299 69.94%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
date x Conversion Period xi
N/A N/A N/A N/A N/A
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash settlement xii Number of voting rights % of voting rights
date x Conversion Period xi
N/A N/A N/A N/A N/A N/A
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)
Name xv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional information xvi
Place of completion London, United Kingdom
Date of completion 28 th May 2024
Annex: Notification of major holdings (to be filed with the FCA only )
A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities) Phoenix Asset Management Partners Limited
Contact address (registered office for legal entities) 64-66 Glentham Road, London, SW13 9JJ, United Kingdom
E-Mail info@castelnaugroup.com
Phone number / Fax number +44(0)208 600 0100
Other useful information (at least legal representative for legal persons) Peter McLean, Fund Accountant, Phoenix Asset Management Partners Limited
B: Identity of the notifier, if applicable
Full name Phoenix Asset Management Partners Limited
Contact address 64-66 Glentham Road, London, SW13 9JJ, United Kingdom
E-Mail info@castelnaugroup.com
Phone number / Fax number +44(0)208 600 0100
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) Peter McLean, Fund Accountant, Phoenix Asset Management Partners Limited
C: Additional information
Please send the completed form together with this annex to the FCA at the
following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format
if possible.
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