REG - CAP-XX Limited Aviva PLC - Holding(s) in Company <Origin Href="QuoteRef">AV.L</Origin> <Origin Href="QuoteRef">CAPX.L</Origin>
RNS Number : 6687KCAP-XX Limited20 April 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:iiCAP-XX Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
Change to the number of voting rights in issue following the recent placing
3. Full name of person(s) subject to the
notification obligation:iiiAviva plc & its subsidiaries
4. Full name of shareholder(s)
(if different from 3.):ivRegistered Holder:
BNY Norwich Union Nominees Limited693,299*
Chase (GA Group) Nominees Limited 7,539,295*
Chase Nominees Limited 101,388*
*denotes direct interest
BNY (Nominees) Limited 135,400
Chase Nominees Limited275,266
Vidacos Nominees Limited 3,020,663
5. Date of the transaction and date on
which the threshold is crossed or
reached:v10 April 2015
6. Date on which issuer notified:
15 April 2015
7. Threshold(s) that is/are crossed or
reached: vi, vii10% to <5% Change at Combined Interest Level
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
Ordinary Shares
AU0000XINAS112,488,732
12,488,732
11,765,311
8,333,982
3,431,329
3.53%
1.45%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
11,765,311
4.98%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxiThe voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
Aviva plc (Parent Company)
Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited)
Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
Proxy Voting:
10. Name of the proxy holder:
See Section 4
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
Figures are based on a total number of voting rights of 236,227,365 as per the 'Result of General Meeting' announcement of 09 April 2015.14. Contact name:
Neil Whittaker, Aviva plc
15. Contact telephone number:
00441603 684420
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLQBLBLEZFFBBL
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