REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited

BHPAnnouncement

20/05/2024 11:45

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240520:nRST1255Pa&default-theme=true

RNS Number : 1255P  UBS AG (EPT)  20 May 2024

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                                        UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form              BHP Group Limited
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is                    BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                                17 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 Ordinary NPV                Buy               2018651                     24.02700                              23.60323        GBP

                                                                           GBP
 Ordinary NPV                Sell              2237538                     24.06993                              23.60323        GBP

                                                                           GBP
 ADR                         Buy               225776                      6.153592                              6.002000

                                                                           USD                                   USD
 ADR                         Sell              460830                      6.153592                              6.000000

                                                                           USD                                   USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 Ordinary NPV                CFD                  Long                                                                           2770                            29.9243695252615        USD

 Ordinary NPV                CFD                  Long                                                                           552                             23.7        GBP

 Ordinary NPV                CFD                  Long                                                                           18106                           44.957147        AUD

 Ordinary NPV                CFD                  Long                                                                           9                               44.9544444        AUD

 Ordinary NPV                CFD                  Long                                                                           40905                           44.911663        AUD

 Ordinary NPV                CFD                  Long                                                                           32481                           44.978398        AUD

 Ordinary NPV                CFD                  Long                                                                           54011                           44.906692        AUD

 Ordinary NPV                CFD                  Long                                                                           1141                            44.932384        AUD

 Ordinary NPV                CFD                  Long                                                                           708                             44.915374        AUD

 Ordinary NPV                CFD                  Long                                                                           16586                           44.931028172929        AUD

 Ordinary NPV                CFD                  Long                                                                           21848                           23.52        GBP

 Ordinary NPV                CFD                  Long                                                                           12248                           45.0090925048988        AUD

 Ordinary NPV                CFD                  Long                                                                           31                              44.890594        AUD

 Ordinary NPV                CFD                  Long                                                                           118                             44.992544        AUD

 Ordinary NPV                CFD                  Long                                                                           661                             44.979427        AUD

 Ordinary NPV                CFD                  Long                                                                           1737                            44.963371        AUD

 Ordinary NPV                CFD                  Long                                                                           102                             45.014373        AUD

 Ordinary NPV                CFD                  Long                                                                           1206                            44.946528        AUD

 Ordinary NPV                CFD                  Long                                                                           707                             44.9860851425601        AUD

 Ordinary NPV                CFD                  Long                                                                           50                              44.89777116        AUD

 Ordinary NPV                CFD                  Long                                                                           312654                          44.966397        AUD

 Ordinary NPV                CFD                  Long                                                                           162                             44.900755        AUD

 Ordinary NPV                CFD                  Long                                                                           759                             44.992574        AUD

 Ordinary NPV                CFD                  Long                                                                           3769                            44.968075        AUD

 Ordinary NPV                CFD                  Long                                                                           11426                           44.945693        AUD

 Ordinary NPV                CFD                  Long                                                                           8395                            44.93582        AUD

 Ordinary NPV                CFD                  Long                                                                           4830                            44.9698891079296        AUD

 Ordinary NPV                CFD                  Long                                                                           329                             44.9011546190882        AUD

 Ordinary NPV                CFD                  Long                                                                           1552                            44.980432        AUD

 Ordinary NPV                CFD                  Long                                                                           2921                            44.9848853132489        AUD

 Ordinary NPV                CFD                  Long                                                                           2451                            44.975809873521        AUD

 Ordinary NPV                CFD                  Long                                                                           35041                           44.89        AUD

 Ordinary NPV                CFD                  Long                                                                           36549                           44.962959        AUD

 Ordinary NPV                CFD                  Long                                                                           6792                            44.934526        AUD

 Ordinary NPV                CFD                  Long                                                                           11757                           23.8915161139406        GBP

 Ordinary NPV                CFD                  Long                                                                           8289                            23.9827216793413        GBP

 Ordinary NPV                CFD                  Long                                                                           7976                            23.8017978956081        GBP

 Ordinary NPV                CFD                  Long                                                                           452                             23.82542035        GBP

 Ordinary NPV                CFD                  Long                                                                           127                             23.9996063        GBP

 Ordinary NPV                CFD                  Long                                                                           9725                            550.63807095        ZAR

 Ordinary NPV                CFD                  Long                                                                           1                               553.264        ZAR

 Ordinary NPV                CFD                  Long                                                                           1                               547.14        ZAR

 Ordinary NPV                CFD                  Long                                                                           86004                           44.54        AUD

 Ordinary NPV                CFD                  Long                                                                           5127                            44.942283        AUD

 Ordinary NPV                CFD                  Long                                                                           3833                            44.890183        AUD

 Ordinary NPV                CFD                  Long                                                                           2995                            44.960147        AUD

 Ordinary NPV                CFD                  Long                                                                           4850                            44.96107        AUD

 Ordinary NPV                CFD                  Long                                                                           280                             44.95807143        AUD

 Ordinary NPV                CFD                  Long                                                                           20000                           44.892341        AUD

 Ordinary NPV                CFD                  Long                                                                           141867                          24.0        GBP

 Ordinary NPV                CFD                  Long                                                                           157354                          44.909782        AUD

 Ordinary NPV                CFD                  Long                                                                           863                             44.85        AUD

 Ordinary NPV                CFD                  Long                                                                           5489                            23.98029514        GBP

 Ordinary NPV                CFD                  Long                                                                           1711                            23.6997896        GBP

 Ordinary NPV                CFD                  Long                                                                           1144                            23.79045455        GBP

 Ordinary NPV                CFD                  Long                                                                           2800                            44.95845357        AUD

 Ordinary NPV                CFD                  Long                                                                           57497                           44.962798        AUD

 Ordinary NPV                CFD                  Long                                                                           838                             44.925418        AUD

 Ordinary NPV                CFD                  Long                                                                           241219                          44.935125        AUD

 Ordinary NPV                CFD                  Long                                                                           11851                           44.890279        AUD

 Ordinary NPV                CFD                  Long                                                                           57044                           44.908989        AUD

 Ordinary NPV                CFD                  Long                                                                           1873                            44.898249        AUD

 Ordinary NPV                CFD                  Long                                                                           1232                            44.934253        AUD

 Ordinary NPV                CFD                  Long                                                                           17267                           44.89807842        AUD

 Ordinary NPV                CFD                  Long                                                                           76481                           44.924917        AUD

 Ordinary NPV                CFD                  Long                                                                           32006                           44.893547        AUD

 Ordinary NPV                CFD                  Long                                                                           78358                           45.016584        AUD

 Ordinary NPV                CFD                  Long                                                                           345318                          44.938231        AUD

 Ordinary NPV                CFD                  Long                                                                           1323                            44.922426        AUD

 Ordinary NPV                CFD                  Long                                                                           6202                            44.991959        AUD

 Ordinary NPV                CFD                  Long                                                                           4851                            45.032018        AUD

 Ordinary NPV                CFD                  Long                                                                           451                             45.046763        AUD

 Ordinary NPV                CFD                  Long                                                                           183                             44.884564        AUD

 Ordinary NPV                CFD                  Long                                                                           778                             44.994159        AUD

 Ordinary NPV                CFD                  Long                                                                           4499                            44.97993        AUD

 Ordinary NPV                CFD                  Long                                                                           12817                           44.962288        AUD

 Ordinary NPV                CFD                  Long                                                                           8605                            44.945772        AUD

 Ordinary NPV                CFD                  Long                                                                           5344                            44.9841584363473        AUD

 Ordinary NPV                CFD                  Long                                                                           295                             44.8951968823729        AUD

 Ordinary NPV                CFD                  Long                                                                           21519                           548.66409917        ZAR

 Ordinary NPV                CFD                  Long                                                                           31667                           23.812717        GBP

 Ordinary NPV                CFD                  Long                                                                           1000                            23.65        GBP

 Ordinary NPV                CFD                  Long                                                                           21325                           23.91824476        GBP

 Ordinary NPV                CFD                  Long                                                                           5477                            45.0090797882052        AUD

 Ordinary NPV                CFD                  Long                                                                           179                             44.900699        AUD

 Ordinary NPV                CFD                  Long                                                                           828                             44.99238        AUD

 Ordinary NPV                CFD                  Long                                                                           4142                            44.967922        AUD

 Ordinary NPV                CFD                  Long                                                                           12622                           44.945514        AUD

 Ordinary NPV                CFD                  Long                                                                           9269                            44.935503        AUD

 Ordinary NPV                CFD                  Long                                                                           5334                            44.9697828515336        AUD

 Ordinary NPV                CFD                  Long                                                                           364                             44.9012497781319        AUD

 Ordinary NPV                CFD                  Long                                                                           13285                           547.59553782        ZAR

 Ordinary NPV                CFD                  Long                                                                           363                             548.7198        ZAR

 Ordinary NPV                CFD                  Long                                                                           7464                            549.6029        ZAR

 Ordinary NPV                CFD                  Long                                                                           54                              44.884915        AUD

 Ordinary NPV                CFD                  Long                                                                           247                             44.993017        AUD

 Ordinary NPV                CFD                  Long                                                                           1251                            44.976277        AUD

 Ordinary NPV                CFD                  Long                                                                           3336                            44.960514        AUD

 Ordinary NPV                CFD                  Long                                                                           2347                            44.945491        AUD

 Ordinary NPV                CFD                  Long                                                                           1419                            44.9848141657083        AUD

 Ordinary NPV                CFD                  Long                                                                           85                              44.8944558605882        AUD

 Ordinary NPV                CFD                  Short                                                                          20000                           44.892341        AUD

 Ordinary NPV                CFD                  Short                                                                          9                               44.954444        AUD

 Ordinary NPV                CFD                  Short                                                                          18106                           44.957147        AUD

 Ordinary NPV                CFD                  Short                                                                          17725                           45.009089        AUD

 Ordinary NPV                CFD                  Short                                                                          18757                           44.971388        AUD

 Ordinary NPV                CFD                  Short                                                                          3633                            44.85        AUD

 Ordinary NPV                CFD                  Short                                                                          2730                            44.993007        AUD

 Ordinary NPV                CFD                  Short                                                                          57044                           44.9089892403548        AUD

 Ordinary NPV                CFD                  Short                                                                          2800                            44.95845357        AUD

 Ordinary NPV                CFD                  Short                                                                          1873                            44.8982475339562        AUD

 Ordinary NPV                CFD                  Short                                                                          32006                           44.893547        AUD

 Ordinary NPV                CFD                  Short                                                                          838                             44.9254198145585        AUD

 Ordinary NPV                CFD                  Short                                                                          21848                           23.52        GBP

 Ordinary NPV                CFD                  Short                                                                          36549                           44.962959        AUD

 Ordinary NPV                CFD                  Short                                                                          6792                            44.934526        AUD

 Ordinary NPV                CFD                  Short                                                                          16586                           44.931028        AUD

 Ordinary NPV                CFD                  Short                                                                          54011                           44.906692        AUD

 Ordinary NPV                CFD                  Short                                                                          5127                            44.942283        AUD

 Ordinary NPV                CFD                  Short                                                                          1141                            44.932384        AUD

 Ordinary NPV                CFD                  Short                                                                          451                             45.046763        AUD

 Ordinary NPV                CFD                  Short                                                                          40905                           44.911663        AUD

 Ordinary NPV                CFD                  Short                                                                          157354                          44.909782        AUD

 Ordinary NPV                CFD                  Short                                                                          32481                           44.978398        AUD

 Ordinary NPV                CFD                  Short                                                                          312654                          44.966397        AUD

 Ordinary NPV                CFD                  Short                                                                          35041                           44.89        AUD

 Ordinary NPV                CFD                  Short                                                                          29822                           44.939787        AUD

 Ordinary NPV                CFD                  Short                                                                          5372                            44.980743        AUD

 Ordinary NPV                CFD                  Short                                                                          102                             45.014314        AUD

 Ordinary NPV                CFD                  Short                                                                          1552                            44.980432        AUD

 Ordinary NPV                CFD                  Short                                                                          14931                           44.969772        AUD

 Ordinary NPV                CFD                  Short                                                                          708                             44.915374        AUD

 Ordinary NPV                CFD                  Short                                                                          41938                           44.952622        AUD

 Ordinary NPV                CFD                  Short                                                                          57497                           44.962798        AUD

 Ordinary NPV                CFD                  Short                                                                          13285                           547.59553782        ZAR

 Ordinary NPV                CFD                  Short                                                                          13336                           23.821102        GBP

 Ordinary NPV                CFD                  Short                                                                          21519                           548.66409917        ZAR

 Ordinary NPV                CFD                  Short                                                                          9725                            550.63807095        ZAR

 Ordinary NPV                CFD                  Short                                                                          1                               553.264        ZAR

 Ordinary NPV                CFD                  Short                                                                          76481                           44.924917        AUD

 Ordinary NPV                CFD                  Short                                                                          78358                           45.0165840118431        AUD

 Ordinary NPV                CFD                  Short                                                                          1232                            44.934253        AUD

 Ordinary NPV                CFD                  Short                                                                          11851                           44.8902792418783        AUD

 Ordinary NPV                CFD                  Short                                                                          2995                            44.960147        AUD

 Ordinary NPV                CFD                  Short                                                                          345318                          44.938231        AUD

 Ordinary NPV                CFD                  Short                                                                          3714                            44.9812412493269        AUD

 Ordinary NPV                CFD                  Short                                                                          2488                            45.0079581993569        AUD

 Ordinary NPV                CFD                  Short                                                                          3833                            44.890183        AUD

 Ordinary NPV                CFD                  Short                                                                          4851                            45.032018        AUD

 Ordinary NPV                CFD                  Short                                                                          4850                            44.96107        AUD

 Ordinary NPV                CFD                  Short                                                                          241219                          44.935125        AUD

 Ordinary NPV                CFD                  Short                                                                          280                             44.95807143        AUD

 Ordinary NPV                CFD                  Short                                                                          17267                           44.8980784101981        AUD

 Ordinary NPV                CFD                  Short                                                                          7464                            549.6029        ZAR

 Ordinary NPV                CFD                  Short                                                                          220                             548.666105        ZAR

 Ordinary NPV                CFD                  Short                                                                          1                               547.14        ZAR

 Ordinary NPV                CFD                  Short                                                                          143                             548.802407        ZAR

 Ordinary NPV                CFD                  Short                                                                          1323                            44.922426        AUD

 Ordinary NPV                CFD                  Short                                                                          86004                           44.54        AUD

 ADR                         CFD                  Short                                                                          5154                            6.00200 USD

 ADR                         CFD                  Short                                                                          759                             6.13504 USD

 ADR                         CFD                  Short                                                                          865                             6.14457 USD

 ADR                         CFD                  Short                                                                          74                              6.14700 USD

 ADR                         CFD                  Short                                                                          786                             6.15046 USD

 ADR                         CFD                  Short                                                                          41865                           6.15195 USD

 ADR                         CFD                  Short                                                                          50000                           6.15249 USD

 ADR                         CFD                  Short                                                                          4491                            6.15357 USD

 ADR                         CFD                  Short                                                                          8894                            6.15359 USD

 ADR                         CFD                  Long                                                                           -5154                           0.00

 ADR                         CFD                  Long                                                                           -60700                          6.00000 USD

 ADR                         CFD                  Long                                                                           -759                            6.13504 USD

 ADR                         CFD                  Long                                                                           -865                            6.14457 USD

 ADR                         CFD                  Long                                                                           -74                             6.14700 USD

 ADR                         CFD                  Long                                                                           -786                            6.15046 USD

 ADR                         CFD                  Long                                                                           -41865                          6.15195 USD

 ADR                         CFD                  Long                                                                           -6068                           6.15197 USD

 ADR                         CFD                  Long                                                                           -50759                          6.15223 USD

 ADR                         CFD                  Long                                                                           -50000                          6.15249 USD

 ADR                         CFD                  Long                                                                           -4491                           6.15357 USD

 ADR                         CFD                  Long                                                                           -8894                           6.15359 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

 

 Date of disclosure:  20 May 2024
 Contact name:        Richard Howard
 Telephone number:    +44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FEREAESEALLLEFA