REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)-BHP Group Limited
20/05/2024 11:30
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RNS Number : 1179P Morgan Stanley & Co. Int'l plc 20 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 525 61.0584 USD 60.6810 USD
ADR SALES 525 61.0584 USD 60.6810 USD
Ordinary NPV PURCHASES 262,231 24.0350 GBP 23.6100 GBP
Ordinary NPV SALES 232,567 24.0600 GBP 23.6057 GBP
Ordinary NPV SALES 6,668 29.9513 USD 29.9513 USD
Ordinary NPV SALES 1,081,433 45.0000 AUD 44.8900 AUD
Ordinary NPV PURCHASES 1,093,477 45.0263 AUD 44.8507 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 6,000 23.7580 GBP
Ordinary NPV CFD increasing a long position 3,538 23.8380 GBP
Ordinary NPV CFD increasing a long position 10,620 23.8689 GBP
Ordinary NPV CFD increasing a long position 228 24.0000 GBP
Ordinary NPV CFD increasing a long position 8,196 24.0000 GBP
Ordinary NPV CFD increasing a long position 4,797 24.0023 GBP
Ordinary NPV CFD increasing a long position 6,995 24.0079 GBP
Ordinary NPV CFD increasing a long position 405 24.0389 GBP
Ordinary NPV CFD increasing a long position 40 44.8718 AUD
Ordinary NPV CFD increasing a long position 4,711 44.9401 AUD
Ordinary NPV CFD increasing a long position 7,068 44.9401 AUD
Ordinary NPV CFD increasing a long position 168 45.0018 AUD
Ordinary NPV CFD increasing a long position 113 45.0018 AUD
Ordinary NPV CFD increasing a long position 430 45.0072 AUD
Ordinary NPV CFD increasing a long position 396 45.0381 AUD
Ordinary NPV CFD increasing a long position 3,206 547.6045 ZAR
Ordinary NPV CFD increasing a long position 1,660 547.7331 ZAR
Ordinary NPV CFD increasing a long position 5,698 549.6011 ZAR
Ordinary NPV CFD increasing a long position 1,600 551.5734 ZAR
Ordinary NPV CFD increasing a short position 258 23.6500 GBP
Ordinary NPV CFD increasing a short position 6,000 23.6653 GBP
Ordinary NPV CFD increasing a short position 1,246 23.7200 GBP
Ordinary NPV CFD increasing a short position 20,000 23.7458 GBP
Ordinary NPV CFD increasing a short position 10,000 23.8024 GBP
Ordinary NPV CFD increasing a short position 5,963 23.8134 GBP
Ordinary NPV CFD increasing a short position 1,902 23.8569 GBP
Ordinary NPV CFD increasing a short position 16,137 24.0000 GBP
Ordinary NPV CFD increasing a short position 720 44.8900 AUD
Ordinary NPV CFD increasing a short position 66,745 44.8900 AUD
Ordinary NPV CFD increasing a short position 77,605 44.9420 AUD
Ordinary NPV CFD increasing a short position 5,942 44.9802 AUD
Ordinary NPV CFD increasing a short position 412 45.0139 AUD
Ordinary NPV CFD reducing a long position 13,539 23.6935 GBP
Ordinary NPV CFD reducing a long position 1 23.9000 GBP
Ordinary NPV CFD reducing a long position 498 44.8900 AUD
Ordinary NPV CFD reducing a long position 630 44.9839 AUD
Ordinary NPV CFD reducing a long position 3,206 547.6045 ZAR
Ordinary NPV CFD reducing a long position 1,771 548.0893 ZAR
Ordinary NPV CFD reducing a long position 12,900 548.5196 ZAR
Ordinary NPV CFD reducing a long position 5,698 549.6011 ZAR
Ordinary NPV CFD reducing a long position 1,600 551.5734 ZAR
Ordinary NPV CFD reducing a long position 493 552.5264 ZAR
Ordinary NPV CFD reducing a long position 863 553.3939 ZAR
Ordinary NPV CFD reducing a short position 67 23.6500 GBP
Ordinary NPV CFD reducing a short position 410 23.7862 GBP
Ordinary NPV CFD reducing a short position 15,864 23.8797 GBP
Ordinary NPV CFD reducing a short position 258 23.8891 GBP
Ordinary NPV CFD reducing a short position 54 24.0000 GBP
Ordinary NPV CFD reducing a short position 6,668 44.8507 AUD
Ordinary NPV CFD reducing a short position 863 44.8715 AUD
Ordinary NPV CFD reducing a short position 25,000 44.8835 AUD
Ordinary NPV CFD reducing a short position 8,713 44.8992 AUD
Ordinary NPV CFD reducing a short position 856 44.9093 AUD
Ordinary NPV CFD reducing a short position 100 44.9213 AUD
Ordinary NPV CFD reducing a short position 1,796 44.9226 AUD
Ordinary NPV CFD reducing a short position 204 44.9226 AUD
Ordinary NPV CFD reducing a short position 451 44.9289 AUD
Ordinary NPV CFD reducing a short position 4,449 44.9510 AUD
Ordinary NPV CFD reducing a short position 472 44.9708 AUD
Ordinary NPV CFD reducing a short position 638 44.9709 AUD
Ordinary NPV CFD reducing a short position 623 44.9797 AUD
Ordinary NPV CFD reducing a short position 625 44.9797 AUD
Ordinary NPV CFD reducing a short position 1,570 44.9797 AUD
Ordinary NPV CFD reducing a short position 1,650 44.9797 AUD
Ordinary NPV CFD reducing a short position 474 44.9797 AUD
Ordinary NPV CFD reducing a short position 2,209 44.9797 AUD
Ordinary NPV CFD reducing a short position 1,888 44.9886 AUD
Ordinary NPV CFD reducing a short position 1,399 44.9887 AUD
Ordinary NPV CFD reducing a short position 1,925 45.0033 AUD
Ordinary NPV CFD reducing a short position 12,900 548.5196 ZAR
Ordinary NPV CFD reducing a short position 493 552.5264 ZAR
Ordinary NPV CFD reducing a short position 863 553.3939 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Short Call Exercised against 1,320 42.4460 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 20 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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