REG-BARCLAYS PLC Form 8.3 - SHIRE PLC - Amendment
30/05/2018 16:10
. Form 8.3 - SHIRE PLC - Amendment
FORM 8.3
AMENDMENT TO SALES AND PURCHASESPUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | ||
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
Barclays PLC. |
|
|
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
SHIRE PLC |
|
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
|
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure |
8 May 2018 |
|
|
(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A” |
YES TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,591,907 | 1.04% | 3,103,513 | 0.34% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 293,250 | 0.03% | 3,736,620 | 0.41% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 349,600 | 0.04% | 831,100 | 0.09% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,234,757 | 1.11% | 7,671,233 | 0.83% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ADR | Purchase | 50 | 163.4000 USD | ||||||
| ADR | Purchase | 100 | 163.5400 USD | ||||||
| ADR | Purchase | 125 | 163.2180 USD | ||||||
| ADR | Purchase | 134 | 163.5247 USD | ||||||
| 5p ordinary | Purchase | 165 | 40.3825 GBP | ||||||
| 5p ordinary | Purchase | 165 | 40.4350 GBP | ||||||
| 5p ordinary | Purchase | 170 | 40.3775 GBP | ||||||
| 5p ordinary | Purchase | 184 | 40.5075 GBP | ||||||
| 5p ordinary | Purchase | 190 | 40.4300 GBP | ||||||
| 5p ordinary | Purchase | 191 | 40.4825 GBP | ||||||
| 5p ordinary | Purchase | 198 | 40.4625 GBP | ||||||
| ADR | Purchase | 200 | 163.1250 USD | ||||||
| ADR | Purchase | 200 | 163.0000 USD | ||||||
| ADR | Purchase | 200 | 163.2500 USD | ||||||
| 5p ordinary | Purchase | 209 | 40.5375 GBP | ||||||
| 5p ordinary | Purchase | 218 | 40.4075 GBP | ||||||
| 5p ordinary | Purchase | 250 | 40.6750 GBP | ||||||
| 5p ordinary | Purchase | 300 | 40.3816 GBP | ||||||
| 5p ordinary | Purchase | 351 | 40.3900 GBP | ||||||
| ADR | Purchase | 386 | 163.4581 USD | ||||||
| ADR | Purchase | 500 | 163.1140 USD | ||||||
| ADR | Purchase | 500 | 162.9946 USD | ||||||
| ADR | Purchase | 675 | 163.5014 USD | ||||||
| 5p ordinary | Purchase | 784 | 40.2954 GBP | ||||||
| ADR | Purchase | 800 | 163.5195 USD | ||||||
| ADR | Purchase | 800 | 163.4812 USD | ||||||
| ADR | Purchase | 810 | 163.1459 USD | ||||||
| ADR | Purchase | 991 | 163.4830 USD | ||||||
| 5p ordinary | Purchase | 1,152 | 40.2644 GBP | ||||||
| ADR | Purchase | 1,208 | 163.3540 USD | ||||||
| 5p ordinary | Purchase | 1,370 | 40.1124 GBP | ||||||
| 5p ordinary | Purchase | 1,416 | 40.4044 GBP | ||||||
| 5p ordinary | Purchase | 1,581 | 40.0278 GBP | ||||||
| 5p ordinary | Purchase | 1,583 | 40.3355 GBP | ||||||
| ADR | Purchase | 1,650 | 163.1515 USD | ||||||
| ADR | Purchase | 1,700 | 163.5285 USD | ||||||
| ADR | Purchase | 1,713 | 163.4782 USD | ||||||
| ADR | Purchase | 1,900 | 162.1642 USD | ||||||
| 5p ordinary | Purchase | 2,015 | 40.2866 GBP | ||||||
| 5p ordinary | Purchase | 2,042 | 40.6780 GBP | ||||||
| 5p ordinary | Purchase | 2,115 | 40.0196 GBP | ||||||
| 5p ordinary | Purchase | 2,157 | 40.2299 GBP | ||||||
| ADR | Purchase | 2,193 | 163.3329 USD | ||||||
| ADR | Purchase | 2,200 | 163.5084 USD | ||||||
| 5p ordinary | Purchase | 2,228 | 40.1377 GBP | ||||||
| ADR | Purchase | 2,328 | 163.5641 USD | ||||||
| ADR | Purchase | 2,343 | 163.7000 USD | ||||||
| ADR | Purchase | 2,400 | 163.5330 USD | ||||||
| ADR | Purchase | 2,400 | 163.2958 USD | ||||||
| ADR | Purchase | 2,500 | 163.4855 USD | ||||||
| ADR | Purchase | 2,800 | 163.3100 USD | ||||||
| ADR | Purchase | 2,854 | 163.3671 USD | ||||||
| 5p ordinary | Purchase | 3,146 | 40.2621 GBP | ||||||
| 5p ordinary | Purchase | 3,704 | 39.9479 GBP | ||||||
| ADR | Purchase | 3,820 | 163.3892 USD | ||||||
| 5p ordinary | Purchase | 3,976 | 40.0332 GBP | ||||||
| 5p ordinary | Purchase | 4,306 | 40.4467 GBP | ||||||
| ADR | Purchase | 4,540 | 162.5289 USD | ||||||
| ADR | Purchase | 5,295 | 162.9641 USD | ||||||
| 5p ordinary | Purchase | 5,408 | 40.4016 GBP | ||||||
| ADR | Purchase | 5,915 | 163.3578 USD | ||||||
| ADR | Purchase | 6,007 | 163.2045 USD | ||||||
| 5p ordinary | Purchase | 6,725 | 40.1388 GBP | ||||||
| 5p ordinary | Purchase | 6,837 | 40.3173 GBP | ||||||
| 5p ordinary | Purchase | 7,292 | 40.3450 GBP | ||||||
| ADR | Purchase | 7,900 | 163.1497 USD | ||||||
| ADR | Purchase | 8,143 | 163.3200 USD | ||||||
| 5p ordinary | Purchase | 8,568 | 40.3227 GBP | ||||||
| 5p ordinary | Purchase | 8,738 | 40.2794 GBP | ||||||
| ADR | Purchase | 9,000 | 163.3510 USD | ||||||
| 5p ordinary | Purchase | 9,218 | 40.3092 GBP | ||||||
| 5p ordinary | Purchase | 9,321 | 40.0666 GBP | ||||||
| 5p ordinary | Purchase | 9,691 | 40.4061 GBP | ||||||
| ADR | Purchase | 9,800 | 163.3338 USD | ||||||
| ADR | Purchase | 11,900 | 163.3700 USD | ||||||
| 5p ordinary | Purchase | 12,464 | 40.2654 GBP | ||||||
| 5p ordinary | Purchase | 13,166 | 40.2737 GBP | ||||||
| 5p ordinary | Purchase | 13,439 | 40.0200 GBP | ||||||
| ADR | Purchase | 15,400 | 163.1957 USD | ||||||
| 5p ordinary | Purchase | 15,529 | 40.2072 GBP | ||||||
| 5p ordinary | Purchase | 16,261 | 40.2815 GBP | ||||||
| 5p ordinary | Purchase | 21,615 | 40.1040 GBP | ||||||
| ADR | Purchase | 24,975 | 163.2446 USD | ||||||
| 5p ordinary | Purchase | 25,306 | 40.2674 GBP | ||||||
| 5p ordinary | Purchase | 25,353 | 40.3421 GBP | ||||||
| ADR | Purchase | 25,500 | 163.3432 USD | ||||||
| ADR | Purchase | 41,800 | 163.2620 USD | ||||||
| 5p ordinary | Purchase | 50,602 | 40.1542 GBP | ||||||
| ADR | Purchase | 55,685 | 163.3636 USD | ||||||
| 5p ordinary | Purchase | 57,106 | 40.1157 GBP | ||||||
| ADR | Purchase | 67,207 | 163.3651 USD | ||||||
| 5p ordinary | Purchase | 69,016 | 40.5568 GBP | ||||||
| 5p ordinary | Purchase | 90,471 | 40.3521 GBP | ||||||
| 5p ordinary | Purchase | 160,791 | 40.2613 GBP | ||||||
| 5p ordinary | Purchase | 273,537 | 40.1976 GBP | ||||||
| 5p ordinary | Sale | 1 | 40.0200 GBP | ||||||
| 5p ordinary | Sale | 31 | 40.0270 GBP | ||||||
| 5p ordinary | Sale | 56 | 40.0778 GBP | ||||||
| 5p ordinary | Sale | 76 | 40.1540 GBP | ||||||
| 5p ordinary | Sale | 78 | 40.1600 GBP | ||||||
| ADR | Sale | 100 | 163.2400 USD | ||||||
| ADR | Sale | 100 | 163.3900 USD | ||||||
| ADR | Sale | 100 | 163.4300 USD | ||||||
| ADR | Sale | 100 | 163.5800 USD | ||||||
| ADR | Sale | 100 | 163.6100 USD | ||||||
| ADR | Sale | 100 | 163.7500 USD | ||||||
| 5p ordinary | Sale | 108 | 40.1430 GBP | ||||||
| 5p ordinary | Sale | 125 | 40.0647 GBP | ||||||
| 5p ordinary | Sale | 134 | 40.0097 GBP | ||||||
| ADR | Sale | 150 | 163.4000 USD | ||||||
| 5p ordinary | Sale | 165 | 40.4350 GBP | ||||||
| 5p ordinary | Sale | 165 | 40.3825 GBP | ||||||
| 5p ordinary | Sale | 170 | 40.3775 GBP | ||||||
| 5p ordinary | Sale | 184 | 40.5075 GBP | ||||||
| ADR | Sale | 186 | 163.5436 USD | ||||||
| 5p ordinary | Sale | 190 | 40.4300 GBP | ||||||
| 5p ordinary | Sale | 191 | 40.4825 GBP | ||||||
| 5p ordinary | Sale | 192 | 40.2935 GBP | ||||||
| 5p ordinary | Sale | 198 | 40.4625 GBP | ||||||
| ADR | Sale | 200 | 163.4125 USD | ||||||
| ADR | Sale | 200 | 163.2000 USD | ||||||
| 5p ordinary | Sale | 209 | 40.5375 GBP | ||||||
| 5p ordinary | Sale | 218 | 40.4075 GBP | ||||||
| ADR | Sale | 220 | 163.4281 USD | ||||||
| 5p ordinary | Sale | 234 | 40.0033 GBP | ||||||
| 5p ordinary | Sale | 252 | 40.1090 GBP | ||||||
| ADR | Sale | 280 | 163.4450 USD | ||||||
| ADR | Sale | 300 | 163.4100 USD | ||||||
| ADR | Sale | 300 | 163.2583 USD | ||||||
| ADR | Sale | 300 | 163.0366 USD | ||||||
| 5p ordinary | Sale | 351 | 40.3900 GBP | ||||||
| 5p ordinary | Sale | 353 | 39.9548 GBP | ||||||
| 5p ordinary | Sale | 360 | 40.1100 GBP | ||||||
| ADR | Sale | 386 | 163.4581 USD | ||||||
| 5p ordinary | Sale | 441 | 40.0901 GBP | ||||||
| 5p ordinary | Sale | 494 | 39.9697 GBP | ||||||
| ADR | Sale | 700 | 163.3013 USD | ||||||
| ADR | Sale | 700 | 163.5928 USD | ||||||
| ADR | Sale | 908 | 163.3631 USD | ||||||
| 5p ordinary | Sale | 1,061 | 39.8629 GBP | ||||||
| 5p ordinary | Sale | 1,112 | 40.2482 GBP | ||||||
| 5p ordinary | Sale | 1,183 | 40.3652 GBP | ||||||
| ADR | Sale | 1,234 | 163.7211 USD | ||||||
| ADR | Sale | 1,394 | 163.1987 USD | ||||||
| ADR | Sale | 1,400 | 163.2151 USD | ||||||
| 5p ordinary | Sale | 1,429 | 40.0061 GBP | ||||||
| ADR | Sale | 1,500 | 163.3533 USD | ||||||
| ADR | Sale | 1,600 | 163.4101 USD | ||||||
| ADR | Sale | 1,700 | 163.3058 USD | ||||||
| 5p ordinary | Sale | 2,127 | 40.2059 GBP | ||||||
| 5p ordinary | Sale | 2,325 | 40.0372 GBP | ||||||
| ADR | Sale | 2,343 | 163.7000 USD | ||||||
| ADR | Sale | 2,400 | 163.5330 USD | ||||||
| 5p ordinary | Sale | 2,530 | 39.7507 GBP | ||||||
| 5p ordinary | Sale | 2,602 | 40.1681 GBP | ||||||
| 5p ordinary | Sale | 2,608 | 40.0403 GBP | ||||||
| ADR | Sale | 2,709 | 163.1945 USD | ||||||
| 5p ordinary | Sale | 2,784 | 40.3789 GBP | ||||||
| 5p ordinary | Sale | 2,843 | 40.3785 GBP | ||||||
| 5p ordinary | Sale | 3,669 | 40.0574 GBP | ||||||
| ADR | Sale | 3,700 | 163.3043 USD | ||||||
| 5p ordinary | Sale | 3,777 | 40.3423 GBP | ||||||
| 5p ordinary | Sale | 3,819 | 40.1192 GBP | ||||||
| ADR | Sale | 4,400 | 163.1463 USD | ||||||
| ADR | Sale | 4,520 | 163.6079 USD | ||||||
| 5p ordinary | Sale | 4,550 | 40.3631 GBP | ||||||
| 5p ordinary | Sale | 5,174 | 40.5150 GBP | ||||||
| ADR | Sale | 5,300 | 163.3835 USD | ||||||
| ADR | Sale | 5,613 | 162.9850 USD | ||||||
| 5p ordinary | Sale | 6,018 | 40.2698 GBP | ||||||
| ADR | Sale | 6,200 | 163.3312 USD | ||||||
| 5p ordinary | Sale | 6,746 | 40.3327 GBP | ||||||
| 5p ordinary | Sale | 6,752 | 40.0850 GBP | ||||||
| ADR | Sale | 8,243 | 163.3200 USD | ||||||
| 5p ordinary | Sale | 8,480 | 39.8505 GBP | ||||||
| 5p ordinary | Sale | 9,127 | 40.2384 GBP | ||||||
| 5p ordinary | Sale | 9,500 | 40.2584 GBP | ||||||
| ADR | Sale | 9,999 | 163.4157 USD | ||||||
| 5p ordinary | Sale | 10,429 | 39.8447 GBP | ||||||
| ADR | Sale | 11,514 | 163.6378 USD | ||||||
| 5p ordinary | Sale | 11,743 | 40.2643 GBP | ||||||
| 5p ordinary | Sale | 11,799 | 40.1142 GBP | ||||||
| 5p ordinary | Sale | 13,190 | 40.3802 GBP | ||||||
| ADR | Sale | 14,000 | 163.4003 USD | ||||||
| 5p ordinary | Sale | 15,000 | 40.6872 GBP | ||||||
| 5p ordinary | Sale | 13,926 | 40.3450 GBP | ||||||
| ADR | Sale | 15,200 | 163.3594 USD | ||||||
| ADR | Sale | 15,400 | 163.1958 USD | ||||||
| 5p ordinary | Sale | 17,206 | 40.1802 GBP | ||||||
| 5p ordinary | Sale | 18,500 | 40.0045 GBP | ||||||
| 5p ordinary | Sale | 20,063 | 40.1101 GBP | ||||||
| 5p ordinary | Sale | 25,375 | 40.1912 GBP | ||||||
| ADR | Sale | 30,515 | 163.1445 USD | ||||||
| 5p ordinary | Sale | 30,832 | 40.1591 GBP | ||||||
| 5p ordinary | Sale | 39,894 | 40.1042 GBP | ||||||
| ADR | Sale | 46,227 | 163.4377 USD | ||||||
| 5p ordinary | Sale | 51,985 | 40.3430 GBP | ||||||
| ADR | Sale | 53,349 | 163.2077 USD | ||||||
| 5p ordinary | Sale | 54,864 | 40.1067 GBP | ||||||
| 5p ordinary | Sale | 65,066 | 40.1849 GBP | ||||||
| 5p ordinary | Sale | 68,540 | 40.2320 GBP | ||||||
| 5p ordinary | Sale | 100,578 | 40.0931 GBP | ||||||
| 5p ordinary | Sale | 177,323 | 40.1777 GBP | ||||||
| 5p ordinary | Sale | 234,090 | 40.6750 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 1 | 40.0129 GBP | |||||
| 5p ordinary | SWAP | Long | 31 | 40.0273 GBP | |||||
| 5p ordinary | SWAP | Long | 56 | 40.0778 GBP | |||||
| 5p ordinary | SWAP | Long | 113 | 40.0283 GBP | |||||
| 5p ordinary | SWAP | Long | 125 | 40.0646 GBP | |||||
| 5p ordinary | SWAP | Long | 134 | 40.0097 GBP | |||||
| 5p ordinary | SWAP | Long | 234 | 40.0033 GBP | |||||
| 5p ordinary | SWAP | Long | 252 | 40.1090 GBP | |||||
| 5p ordinary | SWAP | Long | 353 | 39.9548 GBP | |||||
| 5p ordinary | CFD | Long | 441 | 40.0901 GBP | |||||
| 5p ordinary | CFD | Long | 521 | 40.4754 GBP | |||||
| 5p ordinary | CFD | Long | 1,000 | 40.3463 GBP | |||||
| 5p ordinary | SWAP | Long | 1,429 | 40.0061 GBP | |||||
| 5p ordinary | SWAP | Long | 2,608 | 40.0403 GBP | |||||
| 5p ordinary | CFD | Long | 3,669 | 40.0574 GBP | |||||
| 5p ordinary | CFD | Long | 3,777 | 40.3423 GBP | |||||
| 5p ordinary | CFD | Long | 3,819 | 40.1192 GBP | |||||
| 5p ordinary | SWAP | Long | 5,433 | 40.2043 GBP | |||||
| 5p ordinary | CFD | Long | 6,500 | 40.3927 GBP | |||||
| 5p ordinary | SWAP | Long | 7,057 | 40.3931 GBP | |||||
| 5p ordinary | SWAP | Long | 12,500 | 40.3450 GBP | |||||
| 5p ordinary | SWAP | Long | 16,390 | 40.4144 GBP | |||||
| 5p ordinary | SWAP | Long | 28,886 | 40.0878 GBP | |||||
| 5p ordinary | CFD | Long | 45,918 | 40.1921 GBP | |||||
| 5p ordinary | SWAP | Long | 50,560 | 40.2063 GBP | |||||
| 5p ordinary | SWAP | Long | 74,596 | 40.2560 GBP | |||||
| 5p ordinary | CFD | Long | 79,418 | 40.0413 GBP | |||||
| 5p ordinary | SWAP | Short | 205 | 40.3042 GBP | |||||
| 5p ordinary | CFD | Short | 256 | 39.6709 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 40.3816 GBP | |||||
| 5p ordinary | CFD | Short | 445 | 39.8195 GBP | |||||
| 5p ordinary | CFD | Short | 1,417 | 40.0374 GBP | |||||
| 5p ordinary | CFD | Short | 1,600 | 40.2207 GBP | |||||
| 5p ordinary | CFD | Short | 1,636 | 40.0811 GBP | |||||
| 5p ordinary | CFD | Short | 1,779 | 40.0164 GBP | |||||
| 5p ordinary | SWAP | Short | 1,981 | 40.3450 GBP | |||||
| 5p ordinary | CFD | Short | 2,042 | 40.6780 GBP | |||||
| 5p ordinary | CFD | Short | 2,068 | 39.8426 GBP | |||||
| 5p ordinary | SWAP | Short | 3,146 | 40.2621 GBP | |||||
| 5p ordinary | CFD | Short | 3,196 | 40.6782 GBP | |||||
| 5p ordinary | CFD | Short | 5,100 | 40.4144 GBP | |||||
| 5p ordinary | CFD | Short | 9,321 | 40.0666 GBP | |||||
| 5p ordinary | SWAP | Short | 10,504 | 40.2741 GBP | |||||
| 5p ordinary | CFD | Short | 12,464 | 40.2654 GBP | |||||
| 5p ordinary | SWAP | Short | 15,007 | 40.2438 GBP | |||||
| 5p ordinary | CFD | Short | 15,323 | 40.3482 GBP | |||||
| 5p ordinary | SWAP | Short | 18,516 | 40.1479 GBP | |||||
| 5p ordinary | SWAP | Short | 19,527 | 40.2497 GBP | |||||
| 5p ordinary | CFD | Short | 25,353 | 40.3421 GBP | |||||
| 5p ordinary | SWAP | Short | 28,640 | 40.0324 GBP | |||||
| 5p ordinary | SWAP | Short | 116,657 | 40.2856 GBP | |||||
| 5p ordinary | CFD | Short | 159,191 | 40.2617 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 145 USD | American | 20 Jul 2018 | 21.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 150 USD | American | 17 Jan 2020 | 32.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 160 USD | American | 25 May 2018 | 5.7000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 160 USD | American | 20 Jul 2018 | 9.3200 USD | ||||||||
| ADR | Call Options | Purchasing | 4,100 | 163 USD | American | 11 May 2018 | 2.1304 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 163 USD | American | 18 May 2018 | 4.6000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 165 USD | American | 11 May 2018 | 1.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 165 USD | American | 18 May 2018 | 1.7500 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 165 USD | American | 15 Jun 2018 | 4.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 165 USD | American | 22 Jun 2018 | 4.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 170 USD | American | 11 May 2018 | 0.9500 USD | ||||||||
| ADR | Call Options | Purchasing | 11,700 | 170 USD | American | 15 Jun 2018 | 2.1713 USD | ||||||||
| ADR | Call Options | Purchasing | 1,700 | 170 USD | American | 19 Oct 2018 | 7.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 175 USD | American | 18 May 2018 | 0.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,400 | 180 USD | American | 18 May 2018 | 0.1000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 150 USD | American | 20 Jul 2018 | 17.4000 USD | ||||||||
| ADR | Call Options | Selling | 237,000 | 165 USD | American | 15 Jun 2018 | 3.8500 USD | ||||||||
| ADR | Put Options | Purchasing | 200 | 125 USD | American | 20 Jul 2018 | 0.5200 USD | ||||||||
| ADR | Put Options | Purchasing | 20,400 | 155 USD | American | 11 May 2018 | 0.2007 USD | ||||||||
| ADR | Put Options | Purchasing | 2,400 | 160 USD | American | 11 May 2018 | 0.5875 USD | ||||||||
| ADR | Put Options | Purchasing | 400 | 165 USD | American | 17 Jan 2020 | 18.8750 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 170 USD | American | 25 May 2018 | 7.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,000 | 175 USD | American | 19 Oct 2018 | 16.0000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 135 USD | American | 18 May 2018 | 0.0500 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
| Date of disclosure: |
30 May 2018 |
|
| Contact name: |
Jay Supaya |
|
| Telephone number: |
020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: |
Barclays PLC. |
|
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,400 | 160.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 28,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -3,200 | 175.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 190.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -237,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,300 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 178.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 157.5000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -25,000 | 152.5000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 163.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180530005990/en/
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