REG - Barclays PLC AngloGold Ashanti - Form 8.3 - ANGLOGOLD ASHANTI PLC

BarclaysAnnouncement

23/09/2024 15:30

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RNS Number : 2944F  Barclays PLC  23 September 2024

 FORM 8.3
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Full name of discloser:                                                        Barclays PLC.
 (b)                Owner or controller of interest and short

 positions disclosed, if different from 1(a):
 (c)                Name of offeror/offeree in relation to whose                                   ANGLOGOLD ASHANTI PLC

 relevant securities this form relates:
 (d)                If an exempt fund manager connected with an

 offeror/offeree, state this and specify identity of

 offeror/offeree:
 (e)                Date position held/dealing undertaken:                                         20 Sep 2024
 (f)                In addition to the company in 1(c) above, is the discloser making              YES:

 disclosures in respect of any other party to the offer?
 CENTAMIN PLC
 2.                 POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree

 to which the disclosure relates following the dealing(if any)
 Class of relevant security:                                                                       USD 1 ordinary
                                                                                                   Interests                 Short Positions
                    Number                  (%)                            Number                  (%)
 (1) Relevant securities owned and/or controlled:                                                  2,035,817    0.49%        1,926,890    0.46%
 (2) Cash-settled derivatives:                                                                     1,381,997    0.33%        1,048,963    0.25%
 (3) Stock-settled derivatives (including options) and agreements to                               130,000      0.03%        160,000      0.04%
 purchase/sell:
                                                                                                   3,547,814    0.84%        3,135,853    0.75%

 TOTAL:

 
 (b)                Rights to subscribe for new securities (including directors and

 other executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                 DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)                Purchase and sales
 Class of relevant  Purchase/sale           Number of                      Price per unit

 security
 securities
 USD 1 ordinary     Purchase                312,664                        27.9673  USD
 USD 1 ordinary     Purchase                93,101                         28.0300  USD
 USD 1 ordinary     Purchase                92,211                         28.0115  USD
 USD 1 ordinary     Purchase                56,394                         28.0435  USD
 USD 1 ordinary     Purchase                16,851                         28.0245  USD
 USD 1 ordinary     Purchase                11,800                         27.8337  USD
 USD 1 ordinary     Purchase                11,645                         28.1335  USD
 USD 1 ordinary     Purchase                9,400                          27.8482  USD
 USD 1 ordinary     Purchase                8,742                          27.9280  USD
 USD 1 ordinary     Purchase                8,329                          28.0557  USD
 USD 1 ordinary     Purchase                8,071                          28.0182  USD
 USD 1 ordinary     Purchase                7,182                          28.0217  USD
 USD 1 ordinary     Purchase                6,979                          27.9379  USD
 USD 1 ordinary     Purchase                6,039                          27.8765  USD
 USD 1 ordinary     Purchase                4,672                          27.9218  USD
 USD 1 ordinary     Purchase                3,946                          492.7300  ZAR
 USD 1 ordinary     Purchase                3,417                          27.8400  USD
 USD 1 ordinary     Purchase                3,239                          27.8216  USD
 USD 1 ordinary     Purchase                2,811                          28.0183  USD
 USD 1 ordinary     Purchase                2,250                          27.9702  USD
 USD 1 ordinary     Purchase                1,600                          27.8081  USD
 USD 1 ordinary     Purchase                1,565                          27.7938  USD
 USD 1 ordinary     Purchase                1,350                          27.8555  USD
 USD 1 ordinary     Purchase                968                            27.8773  USD
 USD 1 ordinary     Purchase                967                            27.8577  USD
 USD 1 ordinary     Purchase                918                            27.9069  USD
 USD 1 ordinary     Purchase                879                            27.9087  USD
 USD 1 ordinary     Purchase                657                            27.8708  USD
 USD 1 ordinary     Purchase                523                            27.9167  USD
 USD 1 ordinary     Purchase                435                            27.8900  USD
 USD 1 ordinary     Purchase                415                            27.7993  USD
 USD 1 ordinary     Purchase                322                            27.8070  USD
 USD 1 ordinary     Purchase                279                            27.8735  USD
 USD 1 ordinary     Purchase                197                            27.9030  USD
 USD 1 ordinary     Purchase                168                            27.8683  USD
 USD 1 ordinary     Purchase                165                            27.8709  USD
 USD 1 ordinary     Purchase                155                            27.9129  USD
 USD 1 ordinary     Purchase                130                            27.9614  USD
 USD 1 ordinary     Purchase                110                            27.8827  USD
 USD 1 ordinary     Purchase                106                            27.8766  USD
 USD 1 ordinary     Purchase                100                            28.0600  USD
 USD 1 ordinary     Sale                    432,966                        27.9845  USD
 USD 1 ordinary     Sale                    93,101                         28.0300  USD
 USD 1 ordinary     Sale                    48,800                         28.0298  USD
 USD 1 ordinary     Sale                    42,389                         28.0294  USD
 USD 1 ordinary     Sale                    19,011                         28.0196  USD
 USD 1 ordinary     Sale                    18,800                         27.8482  USD
 USD 1 ordinary     Sale                    7,593                          28.0164  USD
 USD 1 ordinary     Sale                    7,072                          27.8407  USD
 USD 1 ordinary     Sale                    5,912                          28.1505  USD
 USD 1 ordinary     Sale                    5,386                          27.9574  USD
 USD 1 ordinary     Sale                    4,321                          27.9588  USD
 USD 1 ordinary     Sale                    3,946                          492.7300  ZAR
 USD 1 ordinary     Sale                    3,794                          27.8695  USD
 USD 1 ordinary     Sale                    3,500                          27.8950  USD
 USD 1 ordinary     Sale                    3,468                          28.1685  USD
 USD 1 ordinary     Sale                    3,239                          27.8216  USD
 USD 1 ordinary     Sale                    3,067                          27.8895  USD
 USD 1 ordinary     Sale                    2,800                          27.9400  USD
 USD 1 ordinary     Sale                    2,662                          27.8000  USD
 USD 1 ordinary     Sale                    2,443                          27.9963  USD
 USD 1 ordinary     Sale                    2,350                          27.9219  USD
 USD 1 ordinary     Sale                    1,406                          27.9616  USD
 USD 1 ordinary     Sale                    1,125                          27.7793  USD
 USD 1 ordinary     Sale                    1,077                          27.8650  USD
 USD 1 ordinary     Sale                    898                            27.9728  USD
 USD 1 ordinary     Sale                    881                            27.8585  USD
 USD 1 ordinary     Sale                    737                            27.7908  USD
 USD 1 ordinary     Sale                    639                            27.8567  USD
 USD 1 ordinary     Sale                    515                            27.9249  USD
 USD 1 ordinary     Sale                    487                            27.8597  USD
 USD 1 ordinary     Sale                    365                            28.0172  USD
 USD 1 ordinary     Sale                    340                            27.9456  USD
 USD 1 ordinary     Sale                    322                            27.8070  USD
 USD 1 ordinary     Sale                    291                            27.8343  USD
 USD 1 ordinary     Sale                    289                            27.8832  USD
 USD 1 ordinary     Sale                    265                            27.8787  USD
 USD 1 ordinary     Sale                    200                            28.0750  USD
 USD 1 ordinary     Sale                    200                            27.9200  USD
 USD 1 ordinary     Sale                    200                            27.7950  USD
 USD 1 ordinary     Sale                    128                            27.7850  USD
 USD 1 ordinary     Sale                    75                             27.8046  USD
 USD 1 ordinary     Sale                    72                             27.8825  USD
 USD 1 ordinary     Sale                    41                             27.7473  USD
 USD 1 ordinary     Sale                    40                             27.9600  USD
 USD 1 ordinary     Sale                    30                             27.9633  USD
 USD 1 ordinary     Sale                    24                             27.9459  USD
 USD 1 ordinary     Sale                    20                             27.9550  USD
 USD 1 ordinary     Sale                    10                             27.9100  USD
 USD 1 ordinary     Sale                    10                             27.9800  USD
 USD 1 ordinary     Sale                    6                              28.0150  USD
 (b)                Cash-settled derivative transactions
 Class of           Product  description    Nature of dealing              Number of               Price per

 relevant
 reference
 unit

 security
 securities
 USD 1 ordinary     SWAP                    Decreasing Long                99,242                  490.7900  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                456                     488.3330  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                332                     488.6491  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                386                     488.7362  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                31                      488.8531  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                2,196                   488.9373  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                372                     489.0361  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                6,157                   489.1489  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                19                      489.3729  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                234                     489.8102  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                2,681                   490.0183  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                480                     490.0319  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                14                      490.0931  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                31                      490.1934  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                31                      490.6035  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                64                      490.6252  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                12,721                  490.6384  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                221                     490.7081  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                30,042                  490.8485  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                554                     490.9944  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                8,604                   491.0841  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                320                     491.2781  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                31                      491.3036  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                9,161                   491.4341  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                2,596                   491.5374  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                25                      491.8534  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                2,969                   491.8911  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                613                     492.3534  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                11,962                  492.4218  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                348,650                 492.7300  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                6,755                   492.7503  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                458                     492.8137  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                412                     492.9654  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                3,287                   493.2303  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                31                      493.3237  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                784                     493.4884  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                11                      493.5737  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                197                     493.6222  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                6                       494.3439  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                948                     494.4343  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                8                       494.6339  ZAR
 USD 1 ordinary     SWAP                    Increasing Long                413                     494.7891  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                677                     487.9010  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                332                     488.5758  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                386                     488.6629  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                31                      488.7797  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                372                     488.9627  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                6,157                   489.0755  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                19                      489.2997  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                234                     489.7367  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                16,267                  489.8244  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                480                     489.9584  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                14                      490.0198  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                31                      490.1198  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                31                      490.5298  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                64                      490.5516  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                12,721                  490.5550  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                221                     490.6345  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                30,042                  490.7651  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                357,134                 490.7685  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                554                     490.9207  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                13,327                  490.9627  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                8,604                   491.0006  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                320                     491.2044  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                31                      491.2298  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                2,596                   491.4539  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                38,989                  491.5951  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                25                      491.7798  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                2,969                   491.8075  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                613                     492.2796  ZAR
 USD 1 ordinary     SWAP                    Decreasing Long                51,963                  492.6462  ZAR
 USD 1 ordinary     SWAP                    Opening Short                  296,829                 492.7300  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               115                     492.7398  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               201                     492.8531  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               412                     492.8915  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               3,287                   493.1464  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               31                      493.2498  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               784                     493.4144  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               11                      493.4998  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               10,876                  493.5237  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               6                       494.2698  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               948                     494.3601  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               8                       494.5598  ZAR
 USD 1 ordinary     SWAP                    Increasing Short               413                     494.7149  ZAR
 USD 1 ordinary     CFD                     Increasing Long                677                     487.8742  ZAR
 USD 1 ordinary     CFD                     Increasing Long                16,267                  489.7729  ZAR
 USD 1 ordinary     CFD                     Increasing Long                357,134                 490.7047  ZAR
 USD 1 ordinary     CFD                     Increasing Long                13,327                  490.8988  ZAR
 USD 1 ordinary     CFD                     Increasing Long                38,989                  491.5434  ZAR
 USD 1 ordinary     CFD                     Increasing Long                306,933                 492.7300  ZAR
 USD 1 ordinary     CFD                     Increasing Long                10,876                  493.4719  ZAR
 USD 1 ordinary     CFD                     Decreasing Long                456                     488.4453  ZAR
 USD 1 ordinary     CFD                     Decreasing Long                2,196                   488.9886  ZAR
 USD 1 ordinary     CFD                     Decreasing Long                2,681                   490.0697  ZAR
 USD 1 ordinary     CFD                     Decreasing Long                9,161                   491.4857  ZAR
 USD 1 ordinary     CFD                     Decreasing Long                11,962                  492.4489  ZAR
 USD 1 ordinary     CFD                     Decreasing Long                279,386                 492.7300  ZAR
 USD 1 ordinary     CFD                     Decreasing Long                6,755                   492.8144  ZAR
 USD 1 ordinary     CFD                     Decreasing Long                197                     493.6864  ZAR
 USD 1 ordinary     SWAP                    Closing Short                  41,451                  28.0300  USD

 NB: The below transactions which were previously disclosed have been cancelled
 Class of           Product  description    Nature of dealing              Number of               Price per

 relevant
 reference
 unit

 security
 securities
 USD 1 ordinary     CFD                     Long                           5,412                   491.6457  ZAR
 USD 1 ordinary     CFD                     Short                          10,246                  491.6247  ZAR
 (c)                Stock-settled derivative transactions

 (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                 Writing,                       Number                  Exercise     Type         Expiry       Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description     Exercising/ exercised against  Number of               Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for

 new securities)
 Class of relevant  Nature of Dealings      Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal

 or refrain from dealing entered into by the person making the disclosure and
 any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or

 derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                               YES
 Date of disclosure:                                                                               23 Sep 2024
 Contact name:                                                                                     Large Holdings Regulatory Operations
 Telephone number:                                                                                 020 3134 7213

 SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
 PURCHASE OR SELL ETC.
 Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 1.    KEY INFORMATION
 Identity of the person whose positions/dealings                                                   Barclays PLC.

 are being disclosed:
 Name of offeror/offeree in relation to whose                                                      ANGLOGOLD ASHANTI PLC

 relevant securities this from relates:

 2.    OPTIONS AND DERIVATIVES
 Class              Product                 Writing,                       Number                  Exercise     Type         Expiry

 of
 description
 purchasing,
 of
 price
 date

 relevant
 selling,
 securities
 per unit

 security
 varying etc
 to which

 option

 relates
 USD 1 ordinary     Put Options             Purchased                      -160,000                22.0000      American     21 Mar 2025
 USD 1 ordinary     Put Options             Written                        130,000                 15.0000      American     17 Jan 2025

 3.    AGREEMENTS TO PURCHASE OR SELL ETC.
 Full details should be given so that the nature of the interest or position
 can be fully understood:

 

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