REG-BARCLAYS PLC Form 8.3 - ARRIS GROUP INC <Origin Href="QuoteRef">ARRS.O</Origin> <Origin Href="QuoteRef">BARC.L</Origin>
Form 8.3 - ARRIS GROUP INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | ||
(b) | Owner or controller of interest and short | |||
positions disclosed, if different from 1(a): | ||||
(c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC NEW | ||
relevant securities this form relates: | ||||
(d) | If an exempt fund manager connected with an | |||
offeror/offeree, state this and specify identity of | ||||
offeror/offeree: | ||||
(e) | Date position held/dealing undertaken: | 19 June 2015 | ||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | ||
disclosures in respect of any other party to the offer? | PACE PLC | |||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | |||||||||
Interests | Short Positions | |||||||||
Number | (%) | Number | (%) | |||||||
(1) | Relevant securities owned | |||||||||
and/or controlled: | 32,177 | 0.02% | 173,957 | 0.12% | ||||||
(2) | Cash-settled derivatives: | |||||||||
160,586 | 0.11% | 0 | 0.00% | |||||||
| ||||||||||
(3) | Stock-settled derivatives (including options) | |||||||||
and agreements to purchase/sell: | 14,900 | 0.01% | 36,500 | 0.03% | ||||||
| ||||||||||
TOTAL: | 207,663 | 0.14% | 210,457 | 0.14% | ||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
ORD | Purchase | 100 | 32.1700 USD | |||
ORD | Purchase | 100 | 32.2000 USD | |||
ORD | Purchase | 100 | 32.2150 USD | |||
ORD | Purchase | 100 | 32.2600 USD | |||
ORD | Purchase | 200 | 32.2200 USD | |||
ORD | Purchase | 200 | 32.2800 USD | |||
ORD | Purchase | 200 | 32.3000 USD | |||
ORD | Purchase | 300 | 32.2134 USD | |||
ORD | Purchase | 387 | 32.2242 USD | |||
ORD | Purchase | 1,174 | 32.2083 USD | |||
ORD | Purchase | 1,400 | 32.2807 USD | |||
ORD | Purchase | 1,479 | 32.2159 USD | |||
ORD | Purchase | 1,600 | 32.2166 USD | |||
ORD | Purchase | 1,600 | 32.2634 USD | |||
ORD | Purchase | 1,700 | 32.2820 USD | |||
ORD | Purchase | 2,639 | 32.2476 USD | |||
ORD | Purchase | 3,000 | 32.2233 USD | |||
ORD | Purchase | 3,100 | 32.1784 USD | |||
ORD | Purchase | 3,300 | 32.1939 USD | |||
ORD | Purchase | 4,492 | 32.1717 USD | |||
ORD | Purchase | 4,678 | 32.1716 USD | |||
ORD | Purchase | 5,065 | 32.2393 USD | |||
ORD | Purchase | 7,083 | 32.2231 USD | |||
ORD | Purchase | 9,844 | 32.0500 USD | |||
ORD | Purchase | 11,618 | 32.2439 USD | |||
ORD | Purchase | 13,174 | 32.1940 USD | |||
ORD | Purchase | 16,003 | 32.2137 USD | |||
ORD | Purchase | 19,488 | 32.1349 USD | |||
ORD | Purchase | 22,879 | 32.2400 USD | |||
ORD | Sale | 64 | 32.2300 USD | |||
ORD | Sale | 100 | 32.1400 USD | |||
ORD | Sale | 100 | 32.2000 USD | |||
ORD | Sale | 100 | 32.3500 USD | |||
ORD | Sale | 200 | 32.0050 USD | |||
ORD | Sale | 300 | 32.1233 USD | |||
ORD | Sale | 300 | 32.2133 USD | |||
ORD | Sale | 400 | 32.2850 USD | |||
ORD | Sale | 500 | 32.1420 USD | |||
ORD | Sale | 500 | 32.2350 USD | |||
ORD | Sale | 500 | 32.2630 USD | |||
ORD | Sale | 531 | 32.1601 USD | |||
ORD | Sale | 600 | 32.0850 USD | |||
ORD | Sale | 1,200 | 32.1304 USD | |||
ORD | Sale | 1,300 | 32.1553 USD | |||
ORD | Sale | 1,300 | 32.2811 USD | |||
ORD | Sale | 1,376 | 32.2392 USD | |||
ORD | Sale | 1,580 | 32.2041 USD | |||
ORD | Sale | 1,618 | 32.1717 USD | |||
ORD | Sale | 1,800 | 32.1950 USD | |||
ORD | Sale | 2,100 | 32.2107 USD | |||
ORD | Sale | 2,171 | 32.1937 USD | |||
ORD | Sale | 2,902 | 32.1033 USD | |||
ORD | Sale | 2,967 | 32.1949 USD | |||
ORD | Sale | 3,800 | 32.0621 USD | |||
ORD | Sale | 5,445 | 32.2418 USD | |||
ORD | Sale | 5,465 | 32.2383 USD | |||
ORD | Sale | 5,465 | 32.2384 USD | |||
ORD | Sale | 5,809 | 32.2439 USD | |||
ORD | Sale | 6,203 | 32.1716 USD | |||
ORD | Sale | 7,204 | 32.1586 USD | |||
ORD | Sale | 9,844 | 32.0500 USD | |||
ORD | Sale | 13,174 | 32.1940 USD | |||
ORD | Sale | 22,538 | 32.2400 USD | |||
ORD | Sale | 24,682 | 32.2185 USD | |||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | ||||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit | |||||||
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit | ||||
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) | |||
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | |
Date of disclosure: | 22 Jun 2015 | |
Contact name: | Jay Supaya | |
Telephone number: | 020 7773 0635 | |
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
PURCHASE OR SELL ETC. |
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | |
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | ARRIS GROUP INC NEW | |
relevant securities this from relates: | ||
2. | OPTIONS AND DERIVATIVES | |||||||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | ||||||
of | description | purchasing, | of | price | date | |||||||
relevant | selling, | securities | per unit | |||||||||
security | varying etc | to which | ||||||||||
option | ||||||||||||
relates | ||||||||||||
ORD | Put Options | Purchased | -2,100 | 27.5000 | American | 21 Aug 2015 | ||||||
ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | ||||||
ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | ||||||
ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | ||||||
ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | ||||||
ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | ||||||
ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | ||||||
ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Nov 2015 | ||||||
ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | ||||||
ORD | Call Options | Written | -300 | 32.5000 | American | 19 Jun 2015 | ||||||
ORD | Call Options | Written | -1,500 | 32.5000 | American | 21 Aug 2015 | ||||||
ORD | Call Options | Written | -200 | 35.0000 | American | 19 Jun 2015 | ||||||
ORD | Call Options | Written | -4,000 | 35.0000 | American | 17 Jul 2015 | ||||||
ORD | Call Options | Written | -9,700 | 35.0000 | American | 21 Aug 2015 | ||||||
ORD | Call Options | Written | -1,400 | 37.5000 | American | 19 Jun 2015 | ||||||
ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | ||||||
ORD | Call Options | Written | -3,800 | 40.0000 | American | 19 Jun 2015 | ||||||
ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | ||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 17 Jul 2015 | ||||||
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | |
Full details should be given so that the nature of the interest or position can be fully understood: | ||
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150623005636/en/
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