REG - Barclays PLC Capital & Counties - Form8.5(EPT/NON-RI)CAPITAL&COUNTIES PROPERTIES PLC

BarclaysAnnouncement

10/01/2023 11:30

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RNS Number : 2682M  Barclays PLC  10 January 2023

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                       KEY INFORMATION
 (a)                Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
                    relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
                    principal trader is connected
 (d)                Date position held/dealing undertaken:                                                    09 January 2023
 (e)                In addition to the company in 1(b) above, is the exempt principal                         YES:
                    trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                       POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                          25p ordinary
                                                                      Interests                               Short Positions
                                                                      Number              (%)                 Number           (%)
 (1)                Relevant securities owned
                    and/or controlled:                                10,507,581          1.23%               7,801,285        0.92%

 (2)                Cash-settled derivatives:
                                                                      7,467,483           0.88%               9,167,387        1.08%

 (3)                Stock-settled derivatives (including options)
                    and agreements to purchase/sell:                  0                   0.00%               0                0.00%

                    TOTAL:                                            17,975,064          2.11%               16,968,672       1.99%

 (b)                Rights to subscribe for new securities (including directors and other
                    executive
                    options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:
 3.                                                                                       DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant                           Purchase/sale                                Total number of                      Highest price per unit  Lowest price per unit
 security                                                                                 securities                           paid/received           paid/received
 25p ordinary                                Purchase                                     246,296                              1.0748 GBP              1.054 GBP
 25p ordinary                                Sale                                         506,199                              1.0760 GBP              1.055 GBP

 (b)                Cash-settled derivative transactions
 Class of                                    Product                                      Nature of dealing                    Number of               Price per
 relevant                                    description                                                                       reference               unit
 security                                                                                                                      securities
 25p ordinary                                 CFD                                         Decreasing Long                      20                      22.2520 ZAR
 25p ordinary                                 SWAP                                        Decreasing Long                      40                      1.0650 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      40                      1.0670 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      102                     1.0540 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      104                     1.0569 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      220                     1.0625 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      307                     1.0570 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      610                     21.8218 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      2,440                   21.8158 ZAR
 25p ordinary                                 SWAP                                        Decreasing Long                      2,538                   1.0665 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      3,128                   1.0570 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      6,519                   1.0612 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      8,009                   1.0620 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      8,319                   1.0590 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      11,980                  1.0570 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      22,412                  1.0600 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      63,444                  1.0623 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      64,072                  1.0681 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      72,384                  21.9556 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      73,012                  22.0636 ZAR
 25p ordinary                                 CFD                                         Decreasing Short                     20                      22.2520 ZAR
 25p ordinary                                 CFD                                         Decreasing Short                     104                     1.0569 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     220                     1.0625 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     497                     1.0581 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     1,365                   1.0649 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     2,440                   21.8158 ZAR
 25p ordinary                                 SWAP                                        Decreasing Short                     2,450                   1.0631 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     3,128                   1.0570 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     11,980                  1.0570 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     16,316                  1.0613 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     22,412                  1.0600 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     63,444                  1.0623 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     64,072                  1.0681 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     72,384                  21.9556 ZAR
 25p ordinary                                 CFD                                         Decreasing Short                     73,012                  22.0636 ZAR
 25p ordinary                                 SWAP                                        Increasing Long                      18,096                  21.9622 ZAR
 25p ordinary                                 SWAP                                        Increasing Long                      18,253                  22.0570 ZAR
 25p ordinary                                 SWAP                                        Increasing Short                     2,000                   1.0622 GBP
 25p ordinary                                 SWAP                                        Increasing Short                     14,000                  1.0738 GBP
 25p ordinary                                 SWAP                                        Increasing Short                     34,600                  1.0599 GBP
 25p ordinary                                 CFD                                         Opening Long                         20                      22.2520 ZAR
 25p ordinary                                 CFD                                         Opening Long                         104                     1.0569 GBP
 25p ordinary                                 CFD                                         Opening Long                         220                     1.0625 GBP
 25p ordinary                                 CFD                                         Opening Long                         2,440                   21.8158 ZAR
 25p ordinary                                 CFD                                         Opening Long                         11,980                  1.0570 GBP
 25p ordinary                                 CFD                                         Opening Long                         22,412                  1.0600 GBP
 25p ordinary                                 CFD                                         Opening Long                         63,444                  1.0623 GBP
 25p ordinary                                 CFD                                         Opening Long                         64,072                  1.0681 GBP
 25p ordinary                                 CFD                                         Opening Long                         72,384                  21.9556 ZAR
 25p ordinary                                 CFD                                         Opening Long                         73,012                  22.0636 ZAR
 25p ordinary                                 CFD                                         Opening Short                        20                      22.2520 ZAR
 25p ordinary                                 CFD                                         Opening Short                        104                     1.0569 GBP
 25p ordinary                                 CFD                                         Opening Short                        220                     1.0625 GBP
 25p ordinary                                 CFD                                         Opening Short                        2,440                   21.8158 ZAR
 25p ordinary                                 CFD                                         Opening Short                        11,980                  1.0570 GBP
 25p ordinary                                 CFD                                         Opening Short                        22,412                  1.0600 GBP
 25p ordinary                                 CFD                                         Opening Short                        63,444                  1.0623 GBP
 25p ordinary                                 CFD                                         Opening Short                        64,072                  1.0681 GBP
 25p ordinary                                 CFD                                         Opening Short                        72,384                  21.9556 ZAR
 25p ordinary                                 CFD                                         Opening Short                        73,012                  22.0636 ZAR
 25p ordinary                                 SWAP                                        Opening Long                         3,128                   1.0570 GBP
 25p ordinary                                 SWAP                                        Opening Long                         3,665                   1.0569 GBP

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                  Writing,                 Number              Exercise            Type             Expiry                  Option
 of                 description              purchasing,              of                  price                                date                    money
 relevant                                    selling,                 securities          per unit                                                     paid/
 security                                    varying etc              to which                                                                         received
                                                                      option                                                                           per unit
                                                                      relates

 (ii)               Exercising
 Class of relevant                           Product description                          Exercising/ exercised against        Number of               Exercise price per
 security                                                                                                     securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                           Nature of Dealings                           Details                              Price per unit (if
 security                                                                                                     applicable)

 4.                                                                                       OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                      NO
 Date of disclosure:                                                                      10 Jan 2023
 Contact name:                                                                            Large Holdings Regulatory Operations
 Telephone number:                                                                        020 3134 7213

 

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