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RNS Number : 2944F Barclays PLC 23 September 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ANGLOGOLD ASHANTI PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 20 Sep 2024
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
CENTAMIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: USD 1 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 2,035,817 0.49% 1,926,890 0.46%
(2) Cash-settled derivatives: 1,381,997 0.33% 1,048,963 0.25%
(3) Stock-settled derivatives (including options) and agreements to 130,000 0.03% 160,000 0.04%
purchase/sell:
3,547,814 0.84% 3,135,853 0.75%
TOTAL:
(b) Rights to subscribe for new securities (including directors and
other executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchase and sales
Class of relevant Purchase/sale Number of Price per unit
security
securities
USD 1 ordinary Purchase 312,664 27.9673 USD
USD 1 ordinary Purchase 93,101 28.0300 USD
USD 1 ordinary Purchase 92,211 28.0115 USD
USD 1 ordinary Purchase 56,394 28.0435 USD
USD 1 ordinary Purchase 16,851 28.0245 USD
USD 1 ordinary Purchase 11,800 27.8337 USD
USD 1 ordinary Purchase 11,645 28.1335 USD
USD 1 ordinary Purchase 9,400 27.8482 USD
USD 1 ordinary Purchase 8,742 27.9280 USD
USD 1 ordinary Purchase 8,329 28.0557 USD
USD 1 ordinary Purchase 8,071 28.0182 USD
USD 1 ordinary Purchase 7,182 28.0217 USD
USD 1 ordinary Purchase 6,979 27.9379 USD
USD 1 ordinary Purchase 6,039 27.8765 USD
USD 1 ordinary Purchase 4,672 27.9218 USD
USD 1 ordinary Purchase 3,946 492.7300 ZAR
USD 1 ordinary Purchase 3,417 27.8400 USD
USD 1 ordinary Purchase 3,239 27.8216 USD
USD 1 ordinary Purchase 2,811 28.0183 USD
USD 1 ordinary Purchase 2,250 27.9702 USD
USD 1 ordinary Purchase 1,600 27.8081 USD
USD 1 ordinary Purchase 1,565 27.7938 USD
USD 1 ordinary Purchase 1,350 27.8555 USD
USD 1 ordinary Purchase 968 27.8773 USD
USD 1 ordinary Purchase 967 27.8577 USD
USD 1 ordinary Purchase 918 27.9069 USD
USD 1 ordinary Purchase 879 27.9087 USD
USD 1 ordinary Purchase 657 27.8708 USD
USD 1 ordinary Purchase 523 27.9167 USD
USD 1 ordinary Purchase 435 27.8900 USD
USD 1 ordinary Purchase 415 27.7993 USD
USD 1 ordinary Purchase 322 27.8070 USD
USD 1 ordinary Purchase 279 27.8735 USD
USD 1 ordinary Purchase 197 27.9030 USD
USD 1 ordinary Purchase 168 27.8683 USD
USD 1 ordinary Purchase 165 27.8709 USD
USD 1 ordinary Purchase 155 27.9129 USD
USD 1 ordinary Purchase 130 27.9614 USD
USD 1 ordinary Purchase 110 27.8827 USD
USD 1 ordinary Purchase 106 27.8766 USD
USD 1 ordinary Purchase 100 28.0600 USD
USD 1 ordinary Sale 432,966 27.9845 USD
USD 1 ordinary Sale 93,101 28.0300 USD
USD 1 ordinary Sale 48,800 28.0298 USD
USD 1 ordinary Sale 42,389 28.0294 USD
USD 1 ordinary Sale 19,011 28.0196 USD
USD 1 ordinary Sale 18,800 27.8482 USD
USD 1 ordinary Sale 7,593 28.0164 USD
USD 1 ordinary Sale 7,072 27.8407 USD
USD 1 ordinary Sale 5,912 28.1505 USD
USD 1 ordinary Sale 5,386 27.9574 USD
USD 1 ordinary Sale 4,321 27.9588 USD
USD 1 ordinary Sale 3,946 492.7300 ZAR
USD 1 ordinary Sale 3,794 27.8695 USD
USD 1 ordinary Sale 3,500 27.8950 USD
USD 1 ordinary Sale 3,468 28.1685 USD
USD 1 ordinary Sale 3,239 27.8216 USD
USD 1 ordinary Sale 3,067 27.8895 USD
USD 1 ordinary Sale 2,800 27.9400 USD
USD 1 ordinary Sale 2,662 27.8000 USD
USD 1 ordinary Sale 2,443 27.9963 USD
USD 1 ordinary Sale 2,350 27.9219 USD
USD 1 ordinary Sale 1,406 27.9616 USD
USD 1 ordinary Sale 1,125 27.7793 USD
USD 1 ordinary Sale 1,077 27.8650 USD
USD 1 ordinary Sale 898 27.9728 USD
USD 1 ordinary Sale 881 27.8585 USD
USD 1 ordinary Sale 737 27.7908 USD
USD 1 ordinary Sale 639 27.8567 USD
USD 1 ordinary Sale 515 27.9249 USD
USD 1 ordinary Sale 487 27.8597 USD
USD 1 ordinary Sale 365 28.0172 USD
USD 1 ordinary Sale 340 27.9456 USD
USD 1 ordinary Sale 322 27.8070 USD
USD 1 ordinary Sale 291 27.8343 USD
USD 1 ordinary Sale 289 27.8832 USD
USD 1 ordinary Sale 265 27.8787 USD
USD 1 ordinary Sale 200 28.0750 USD
USD 1 ordinary Sale 200 27.9200 USD
USD 1 ordinary Sale 200 27.7950 USD
USD 1 ordinary Sale 128 27.7850 USD
USD 1 ordinary Sale 75 27.8046 USD
USD 1 ordinary Sale 72 27.8825 USD
USD 1 ordinary Sale 41 27.7473 USD
USD 1 ordinary Sale 40 27.9600 USD
USD 1 ordinary Sale 30 27.9633 USD
USD 1 ordinary Sale 24 27.9459 USD
USD 1 ordinary Sale 20 27.9550 USD
USD 1 ordinary Sale 10 27.9100 USD
USD 1 ordinary Sale 10 27.9800 USD
USD 1 ordinary Sale 6 28.0150 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 1 ordinary SWAP Decreasing Long 99,242 490.7900 ZAR
USD 1 ordinary SWAP Increasing Long 456 488.3330 ZAR
USD 1 ordinary SWAP Increasing Long 332 488.6491 ZAR
USD 1 ordinary SWAP Increasing Long 386 488.7362 ZAR
USD 1 ordinary SWAP Increasing Long 31 488.8531 ZAR
USD 1 ordinary SWAP Increasing Long 2,196 488.9373 ZAR
USD 1 ordinary SWAP Increasing Long 372 489.0361 ZAR
USD 1 ordinary SWAP Increasing Long 6,157 489.1489 ZAR
USD 1 ordinary SWAP Increasing Long 19 489.3729 ZAR
USD 1 ordinary SWAP Increasing Long 234 489.8102 ZAR
USD 1 ordinary SWAP Increasing Long 2,681 490.0183 ZAR
USD 1 ordinary SWAP Increasing Long 480 490.0319 ZAR
USD 1 ordinary SWAP Increasing Long 14 490.0931 ZAR
USD 1 ordinary SWAP Increasing Long 31 490.1934 ZAR
USD 1 ordinary SWAP Increasing Long 31 490.6035 ZAR
USD 1 ordinary SWAP Increasing Long 64 490.6252 ZAR
USD 1 ordinary SWAP Increasing Long 12,721 490.6384 ZAR
USD 1 ordinary SWAP Increasing Long 221 490.7081 ZAR
USD 1 ordinary SWAP Increasing Long 30,042 490.8485 ZAR
USD 1 ordinary SWAP Increasing Long 554 490.9944 ZAR
USD 1 ordinary SWAP Increasing Long 8,604 491.0841 ZAR
USD 1 ordinary SWAP Increasing Long 320 491.2781 ZAR
USD 1 ordinary SWAP Increasing Long 31 491.3036 ZAR
USD 1 ordinary SWAP Increasing Long 9,161 491.4341 ZAR
USD 1 ordinary SWAP Increasing Long 2,596 491.5374 ZAR
USD 1 ordinary SWAP Increasing Long 25 491.8534 ZAR
USD 1 ordinary SWAP Increasing Long 2,969 491.8911 ZAR
USD 1 ordinary SWAP Increasing Long 613 492.3534 ZAR
USD 1 ordinary SWAP Increasing Long 11,962 492.4218 ZAR
USD 1 ordinary SWAP Increasing Long 348,650 492.7300 ZAR
USD 1 ordinary SWAP Increasing Long 6,755 492.7503 ZAR
USD 1 ordinary SWAP Increasing Long 458 492.8137 ZAR
USD 1 ordinary SWAP Increasing Long 412 492.9654 ZAR
USD 1 ordinary SWAP Increasing Long 3,287 493.2303 ZAR
USD 1 ordinary SWAP Increasing Long 31 493.3237 ZAR
USD 1 ordinary SWAP Increasing Long 784 493.4884 ZAR
USD 1 ordinary SWAP Increasing Long 11 493.5737 ZAR
USD 1 ordinary SWAP Increasing Long 197 493.6222 ZAR
USD 1 ordinary SWAP Increasing Long 6 494.3439 ZAR
USD 1 ordinary SWAP Increasing Long 948 494.4343 ZAR
USD 1 ordinary SWAP Increasing Long 8 494.6339 ZAR
USD 1 ordinary SWAP Increasing Long 413 494.7891 ZAR
USD 1 ordinary SWAP Decreasing Long 677 487.9010 ZAR
USD 1 ordinary SWAP Decreasing Long 332 488.5758 ZAR
USD 1 ordinary SWAP Decreasing Long 386 488.6629 ZAR
USD 1 ordinary SWAP Decreasing Long 31 488.7797 ZAR
USD 1 ordinary SWAP Decreasing Long 372 488.9627 ZAR
USD 1 ordinary SWAP Decreasing Long 6,157 489.0755 ZAR
USD 1 ordinary SWAP Decreasing Long 19 489.2997 ZAR
USD 1 ordinary SWAP Decreasing Long 234 489.7367 ZAR
USD 1 ordinary SWAP Decreasing Long 16,267 489.8244 ZAR
USD 1 ordinary SWAP Decreasing Long 480 489.9584 ZAR
USD 1 ordinary SWAP Decreasing Long 14 490.0198 ZAR
USD 1 ordinary SWAP Decreasing Long 31 490.1198 ZAR
USD 1 ordinary SWAP Decreasing Long 31 490.5298 ZAR
USD 1 ordinary SWAP Decreasing Long 64 490.5516 ZAR
USD 1 ordinary SWAP Decreasing Long 12,721 490.5550 ZAR
USD 1 ordinary SWAP Decreasing Long 221 490.6345 ZAR
USD 1 ordinary SWAP Decreasing Long 30,042 490.7651 ZAR
USD 1 ordinary SWAP Decreasing Long 357,134 490.7685 ZAR
USD 1 ordinary SWAP Decreasing Long 554 490.9207 ZAR
USD 1 ordinary SWAP Decreasing Long 13,327 490.9627 ZAR
USD 1 ordinary SWAP Decreasing Long 8,604 491.0006 ZAR
USD 1 ordinary SWAP Decreasing Long 320 491.2044 ZAR
USD 1 ordinary SWAP Decreasing Long 31 491.2298 ZAR
USD 1 ordinary SWAP Decreasing Long 2,596 491.4539 ZAR
USD 1 ordinary SWAP Decreasing Long 38,989 491.5951 ZAR
USD 1 ordinary SWAP Decreasing Long 25 491.7798 ZAR
USD 1 ordinary SWAP Decreasing Long 2,969 491.8075 ZAR
USD 1 ordinary SWAP Decreasing Long 613 492.2796 ZAR
USD 1 ordinary SWAP Decreasing Long 51,963 492.6462 ZAR
USD 1 ordinary SWAP Opening Short 296,829 492.7300 ZAR
USD 1 ordinary SWAP Increasing Short 115 492.7398 ZAR
USD 1 ordinary SWAP Increasing Short 201 492.8531 ZAR
USD 1 ordinary SWAP Increasing Short 412 492.8915 ZAR
USD 1 ordinary SWAP Increasing Short 3,287 493.1464 ZAR
USD 1 ordinary SWAP Increasing Short 31 493.2498 ZAR
USD 1 ordinary SWAP Increasing Short 784 493.4144 ZAR
USD 1 ordinary SWAP Increasing Short 11 493.4998 ZAR
USD 1 ordinary SWAP Increasing Short 10,876 493.5237 ZAR
USD 1 ordinary SWAP Increasing Short 6 494.2698 ZAR
USD 1 ordinary SWAP Increasing Short 948 494.3601 ZAR
USD 1 ordinary SWAP Increasing Short 8 494.5598 ZAR
USD 1 ordinary SWAP Increasing Short 413 494.7149 ZAR
USD 1 ordinary CFD Increasing Long 677 487.8742 ZAR
USD 1 ordinary CFD Increasing Long 16,267 489.7729 ZAR
USD 1 ordinary CFD Increasing Long 357,134 490.7047 ZAR
USD 1 ordinary CFD Increasing Long 13,327 490.8988 ZAR
USD 1 ordinary CFD Increasing Long 38,989 491.5434 ZAR
USD 1 ordinary CFD Increasing Long 306,933 492.7300 ZAR
USD 1 ordinary CFD Increasing Long 10,876 493.4719 ZAR
USD 1 ordinary CFD Decreasing Long 456 488.4453 ZAR
USD 1 ordinary CFD Decreasing Long 2,196 488.9886 ZAR
USD 1 ordinary CFD Decreasing Long 2,681 490.0697 ZAR
USD 1 ordinary CFD Decreasing Long 9,161 491.4857 ZAR
USD 1 ordinary CFD Decreasing Long 11,962 492.4489 ZAR
USD 1 ordinary CFD Decreasing Long 279,386 492.7300 ZAR
USD 1 ordinary CFD Decreasing Long 6,755 492.8144 ZAR
USD 1 ordinary CFD Decreasing Long 197 493.6864 ZAR
USD 1 ordinary SWAP Closing Short 41,451 28.0300 USD
NB: The below transactions which were previously disclosed have been cancelled
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 1 ordinary CFD Long 5,412 491.6457 ZAR
USD 1 ordinary CFD Short 10,246 491.6247 ZAR
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for
new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the person making the disclosure and
any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 Sep 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of
description
purchasing,
of
price
date
relevant
selling,
securities
per unit
security
varying etc
to which
option
relates
USD 1 ordinary Put Options Purchased -160,000 22.0000 American 21 Mar 2025
USD 1 ordinary Put Options Written 130,000 15.0000 American 17 Jan 2025
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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