REG - Barclays PLC AngloGold Ashanti - Form 8.3 - AngloGold Ashanti plc
16/09/2024 15:30
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RNS Number : 3806E Barclays PLC 16 September 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ANGLOGOLD ASHANTI PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 Sep 2024
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? CENTAMIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: USD 1 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,474,129 0.59% 2,322,185 0.55%
(2) Cash-settled derivatives:
and/or controlled: 877,606 0.21% 608,034 0.14%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 130,000 0.03% 160,000 0.04%
TOTAL: 3,481,735 0.83% 3,090,219 0.74%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 1 ordinary Purchase 164,442 28.3343 USD
USD 1 ordinary Purchase 84,452 28.5325 USD
USD 1 ordinary Purchase 35,282 28.4607 USD
USD 1 ordinary Purchase 18,834 28.4023 USD
USD 1 ordinary Purchase 16,652 28.4642 USD
USD 1 ordinary Purchase 14,838 28.3113 USD
USD 1 ordinary Purchase 11,631 28.4158 USD
USD 1 ordinary Purchase 11,412 28.3759 USD
USD 1 ordinary Purchase 7,828 28.6100 USD
USD 1 ordinary Purchase 7,581 28.3622 USD
USD 1 ordinary Purchase 5,619 28.3346 USD
USD 1 ordinary Purchase 5,383 28.2944 USD
USD 1 ordinary Purchase 2,954 28.3099 USD
USD 1 ordinary Purchase 2,595 28.3277 USD
USD 1 ordinary Purchase 1,736 28.3836 USD
USD 1 ordinary Purchase 1,539 28.3966 USD
USD 1 ordinary Purchase 1,245 28.3212 USD
USD 1 ordinary Purchase 1,100 28.4300 USD
USD 1 ordinary Purchase 1,063 28.5762 USD
USD 1 ordinary Purchase 1,052 28.5585 USD
USD 1 ordinary Purchase 870 28.5014 USD
USD 1 ordinary Purchase 825 28.4299 USD
USD 1 ordinary Purchase 801 28.2702 USD
USD 1 ordinary Purchase 653 28.2982 USD
USD 1 ordinary Purchase 507 28.3777 USD
USD 1 ordinary Purchase 443 28.4837 USD
USD 1 ordinary Purchase 400 28.3575 USD
USD 1 ordinary Purchase 279 28.2293 USD
USD 1 ordinary Purchase 212 28.4303 USD
USD 1 ordinary Purchase 200 28.5000 USD
USD 1 ordinary Purchase 200 28.2450 USD
USD 1 ordinary Purchase 200 28.4500 USD
USD 1 ordinary Purchase 100 28.4850 USD
USD 1 ordinary Purchase 100 28.5750 USD
USD 1 ordinary Purchase 100 28.0600 USD
USD 1 ordinary Purchase 27 28.5900 USD
USD 1 ordinary Purchase 12 28.5500 USD
USD 1 ordinary Sale 185,006 28.3354 USD
USD 1 ordinary Sale 38,493 28.4007 USD
USD 1 ordinary Sale 37,174 28.5778 USD
USD 1 ordinary Sale 23,800 28.6049 USD
USD 1 ordinary Sale 22,249 28.3933 USD
USD 1 ordinary Sale 17,474 28.4189 USD
USD 1 ordinary Sale 14,613 28.5158 USD
USD 1 ordinary Sale 8,400 28.3666 USD
USD 1 ordinary Sale 7,886 28.3774 USD
USD 1 ordinary Sale 7,828 28.6100 USD
USD 1 ordinary Sale 5,479 28.4233 USD
USD 1 ordinary Sale 5,044 28.4217 USD
USD 1 ordinary Sale 4,194 28.3059 USD
USD 1 ordinary Sale 3,726 28.3794 USD
USD 1 ordinary Sale 2,907 28.3615 USD
USD 1 ordinary Sale 2,439 28.4294 USD
USD 1 ordinary Sale 2,055 28.3243 USD
USD 1 ordinary Sale 2,004 28.4421 USD
USD 1 ordinary Sale 1,850 28.4097 USD
USD 1 ordinary Sale 1,376 28.3047 USD
USD 1 ordinary Sale 1,100 28.4300 USD
USD 1 ordinary Sale 1,063 28.5762 USD
USD 1 ordinary Sale 870 28.5014 USD
USD 1 ordinary Sale 650 28.2830 USD
USD 1 ordinary Sale 592 28.3898 USD
USD 1 ordinary Sale 507 28.3777 USD
USD 1 ordinary Sale 500 28.3180 USD
USD 1 ordinary Sale 450 28.3922 USD
USD 1 ordinary Sale 445 28.3211 USD
USD 1 ordinary Sale 275 28.2268 USD
USD 1 ordinary Sale 222 28.6114 USD
USD 1 ordinary Sale 209 28.4946 USD
USD 1 ordinary Sale 200 28.2450 USD
USD 1 ordinary Sale 200 28.3250 USD
USD 1 ordinary Sale 200 28.3350 USD
USD 1 ordinary Sale 200 28.3400 USD
USD 1 ordinary Sale 200 28.4800 USD
USD 1 ordinary Sale 165 28.4039 USD
USD 1 ordinary Sale 100 28.3300 USD
USD 1 ordinary Sale 70 28.6042 USD
USD 1 ordinary Sale 66 28.4492 USD
USD 1 ordinary Sale 24 28.5500 USD
USD 1 ordinary Sale 4 28.4050 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 1 ordinary SWAP Increasing Long 33 497.7345 ZAR
USD 1 ordinary SWAP Increasing Long 255 498.9094 ZAR
USD 1 ordinary SWAP Increasing Long 103,489 499.2400 ZAR
USD 1 ordinary SWAP Increasing Long 385 500.2238 ZAR
USD 1 ordinary SWAP Increasing Long 499 500.3939 ZAR
USD 1 ordinary SWAP Increasing Long 288 500.4400 ZAR
USD 1 ordinary SWAP Increasing Long 5,551 500.6324 ZAR
USD 1 ordinary SWAP Increasing Long 96 500.9602 ZAR
USD 1 ordinary SWAP Increasing Long 5,530 501.2500 ZAR
USD 1 ordinary SWAP Increasing Long 58,466 501.3352 ZAR
USD 1 ordinary SWAP Increasing Long 78,644 501.4379 ZAR
USD 1 ordinary SWAP Increasing Long 62,896 501.4469 ZAR
USD 1 ordinary SWAP Increasing Long 994 501.4884 ZAR
USD 1 ordinary SWAP Increasing Long 34,287 501.6272 ZAR
USD 1 ordinary SWAP Increasing Long 673 501.7995 ZAR
USD 1 ordinary SWAP Increasing Long 18,273 501.8635 ZAR
USD 1 ordinary SWAP Increasing Long 691 501.9855 ZAR
USD 1 ordinary SWAP Increasing Long 250 502.0046 ZAR
USD 1 ordinary SWAP Increasing Long 261 502.0863 ZAR
USD 1 ordinary SWAP Increasing Long 53,611 502.2007 ZAR
USD 1 ordinary SWAP Increasing Long 12,621 502.3545 ZAR
USD 1 ordinary SWAP Increasing Long 284 502.4422 ZAR
USD 1 ordinary SWAP Increasing Long 408 502.5010 ZAR
USD 1 ordinary SWAP Increasing Long 23,910 502.6756 ZAR
USD 1 ordinary SWAP Increasing Long 2,051 502.8282 ZAR
USD 1 ordinary SWAP Increasing Long 3,203 503.4303 ZAR
USD 1 ordinary SWAP Increasing Long 1,797 504.3883 ZAR
USD 1 ordinary SWAP Decreasing Long 33 497.6499 ZAR
USD 1 ordinary SWAP Decreasing Long 255 498.8246 ZAR
USD 1 ordinary SWAP Decreasing Long 103,489 499.2400 ZAR
USD 1 ordinary SWAP Decreasing Long 385 500.1387 ZAR
USD 1 ordinary SWAP Decreasing Long 499 500.3089 ZAR
USD 1 ordinary SWAP Decreasing Long 288 500.3550 ZAR
USD 1 ordinary SWAP Decreasing Long 96 500.8851 ZAR
USD 1 ordinary SWAP Decreasing Long 11,684 501.0319 ZAR
USD 1 ordinary SWAP Decreasing Long 63,996 501.2500 ZAR
USD 1 ordinary SWAP Decreasing Long 78,644 501.3526 ZAR
USD 1 ordinary SWAP Decreasing Long 62,896 501.3616 ZAR
USD 1 ordinary SWAP Decreasing Long 34,287 501.5419 ZAR
USD 1 ordinary SWAP Decreasing Long 23,505 501.6541 ZAR
USD 1 ordinary SWAP Decreasing Long 18,273 501.7782 ZAR
USD 1 ordinary SWAP Decreasing Long 19,284 501.7843 ZAR
USD 1 ordinary SWAP Decreasing Long 691 501.9102 ZAR
USD 1 ordinary SWAP Decreasing Long 250 501.9192 ZAR
USD 1 ordinary SWAP Decreasing Long 53,611 502.1154 ZAR
USD 1 ordinary SWAP Decreasing Long 3,531 502.1817 ZAR
USD 1 ordinary SWAP Decreasing Long 284 502.3668 ZAR
USD 1 ordinary SWAP Decreasing Long 408 502.4256 ZAR
USD 1 ordinary SWAP Decreasing Long 2,051 502.7478 ZAR
USD 1 ordinary SWAP Decreasing Long 183,270 503.0973 ZAR
USD 1 ordinary SWAP Decreasing Long 8,207 503.2482 ZAR
USD 1 ordinary SWAP Decreasing Long 1,797 504.3127 ZAR
USD 1 ordinary CFD Decreasing Short 11,684 500.9792 ZAR
USD 1 ordinary CFD Decreasing Short 5,530 501.2500 ZAR
USD 1 ordinary CFD Decreasing Short 23,505 501.6014 ZAR
USD 1 ordinary CFD Decreasing Short 19,284 501.7316 ZAR
USD 1 ordinary CFD Decreasing Short 3,531 502.0662 ZAR
USD 1 ordinary CFD Opening Long 183,270 503.0318 ZAR
USD 1 ordinary CFD Increasing Long 8,207 503.1827 ZAR
USD 1 ordinary CFD Decreasing Long 5,551 500.6850 ZAR
USD 1 ordinary CFD Decreasing Long 5,530 501.2500 ZAR
USD 1 ordinary CFD Decreasing Long 994 501.5410 ZAR
USD 1 ordinary CFD Decreasing Long 673 501.8521 ZAR
USD 1 ordinary CFD Decreasing Long 261 502.1516 ZAR
USD 1 ordinary CFD Decreasing Long 12,621 502.4072 ZAR
USD 1 ordinary CFD Decreasing Long 23,910 502.7410 ZAR
USD 1 ordinary CFD Decreasing Long 3,203 503.4580 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 16 Sep 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date
USD 1 ordinary Put Options Purchased -160,000 22.0000 American 21 Mar 2025
USD 1 ordinary Put Options Written 130,000 15.0000 American 17 Jan 2025
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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