REG-Invesco Ltd: Form 8.3 - Qualcomm Inc; Public dealing disclosure

Alphawave IPAnnouncement

24/04/2025 14:15

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FORM 8.3

PUBLIC DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)

 1.                                          KEY INFORMATION                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (a)                   Full name of discloser:                                                                                                                                                                                                                                 Invesco Ltd.                                                                                                                                                                                                                                                                                       
 (b)                   Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.                                                                                                                                                                                                                                                                                                                                  
 (c)                   Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree                                                                                                                        Qualcomm Incorporated                                                                                                                                                                                                                                                                              
 (d)                   If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:                                                                                                                                                                                                                                                                                                                                                                                                                                           
 (e)                   Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure                                                                                                                    23.04.2025                                                                                                                                                                                                                                                                                         
 (f)                   In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”                                                                     Yes: Alphawave IP Group plc                                                                                                                                                                                                                                                                        
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 2.                                          POSITIONS OF THE PERSON MAKING THE DISCLOSURE                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.                                                                                                                                                                                                                                                                                                                                         
 (a)                                         Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)                                                                                                                                                                                                                                                                                                                                                                                    
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Class of relevant security:                                                                                                                                                       USD 0.0001 common US7475251036                                                                                                                                                                                                                                                                                                                                                                 
                                                                                                                                                                                   Interests                                                                                                                                                                                                                             Short Positions                                                                                                                                          
                                                                                                                                                                                   Number                                                                                                                                    %                                                                                           Number                                                                                                             %                                     
 (1)                   Relevant securities owned and/or controlled:                                                                                                                32,629,027*                                                                                                                               2.95                                                                                        8,277                                                                                                              0.00                                  
 (2)                   Cash-settled derivatives:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (3)                   Stock-settled derivatives (including options) and agreements to purchase/sell:                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                       Total                                                                                                                                                       32,629,027*                                                                                                                               2.95                                                                                        8,277                                                                                                              0.00                                  
 *The change in the holding of 36,303 shares since the last disclosure on 23.04.2025 is due to the transfer out of a discretionary holding at 140.46 USD.                                                                                                                                                                                                                                                                                                                                                                                                                         
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 All interests and all short positions should be disclosed.  Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).                                                                                                                                                                                                                                                                                                                 
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (b)                                         Rights to subscribe for new securities (including directors’ and other employee options)                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Class of relevant security in relation to which subscription right exists:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       
 Details, including nature of the rights concerned and relevant percentages:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 3.                                          DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE                                                                                                                                                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.  The currency of all prices and other monetary amounts should be stated.                                                                                                                                                                                                                                                                        
 (a)                                         Purchases and sales                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Class of relevant security                                                                                    Purchase/sale                                                                                                                                                                          Number of securities                                                                                                                      Price per unit                                                                                                                    
 USD 0.0001 common US7475251036                                                                                Purchase                                                                                                                                                                               596                                                                                                                                       142.26 USD                                                                                                                        
 USD 0.0001 common US7475251036                                                                                Sale                                                                                                                                                                                   50                                                                                                                                        142.26 USD                                                                                                                        
 USD 0.0001 common US7475251036                                                                                Purchase                                                                                                                                                                               9,538                                                                                                                                     140.46 USD                                                                                                                        
 USD 0.0001 common US7475251036                                                                                Sale                                                                                                                                                                                   525                                                                                                                                       140.46 USD                                                                                                                        
 USD 0.0001 common US7475251036                                                                                Purchase                                                                                                                                                                               39                                                                                                                                        142.73 USD                                                                                                                        
 USD 0.0001 common US7475251036                                                                                Purchase                                                                                                                                                                               94                                                                                                                                        142.23 USD                                                                                                                        
 USD 0.0001 common US7475251036                                                                                Purchase                                                                                                                                                                               114                                                                                                                                       142.03 USD                                                                                                                        
 USD 0.0001 common US7475251036                                                                                Sale                                                                                                                                                                                   09                                                                                                                                        142.16 USD                                                                                                                        
 USD 0.0001 common US7475251036                                                                                Short Sale                                                                                                                                                                             132                                                                                                                                       142.15 USD                                                                                                                        
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (b)                                         Cash-settled derivative transactions                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Class of relevant security                                                              Product description e.g. CFD                                                                                                            Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position                                                          Number of reference securities                                                              Price per unit                                                                      
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (c)                                         Stock-settled derivative transactions (including options)                                                                                                                                                                                                                                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (i)                                         Writing, selling, purchasing or varying                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Class of relevant security                                        Product description e.g. call option                                                     Writing, purchasing, selling, varying etc.    Number of securities to which option relates                                                Exercise price per unit                                              Type e.g. American, European etc.                                    Expiry date                                                          Option money paid/ received per unit                         
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (ii)                                        Exercise                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Class of relevant security                                                                                                          Product description e.g. call option                                                                               Exercising/ exercised against                                                               Number of securities                                                                                               Exercise price per unit                                                                                    
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (d)                                         Other dealings (including subscribing for new securities)                                                                                                                                                                                                                                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Class of relevant security                                                                                    Nature of dealing e.g. subscription, conversion                                                                                                                                        Details                                                                                                                                   Price per unit (if applicable)                                                                                                    
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 4.                                          OTHER INFORMATION                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (a)                                         Indemnity and other dealing arrangements                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”                                                                                     
 None                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 (b)                                         Agreements, arrangements, or understandings relating to options or derivatives                                                                                                                                                                                                                                                                                                                                                                                                                                                       
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”                                                                                                                                            
 None                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Is a Supplemental Form 8 (Open Positions) attached?                                                                                                                                                                                                                                                  NO                                                                                                                                                                                                                                                                          
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  
 Date of disclosure                                                                                                                                                                                                                                                                                   24.04.2025                                                                                                                                                                                                                                                                  
 Contact name                                                                                                                                                                                                                                                                                         Caroline Hellriegel                                                                                                                                                                                                                                                         
 Telephone number                                                                                                                                                                                                                                                                                     +17132141993                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129. The
Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk